UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number : 811-08030
Name of Registrant: Royce Micro-Cap Trust, Inc.
Address of Principal Executive Offices:
745 Fifth Avenue, New York, NY 10151
Registrant's telephone number including area code:
212-508-4500
Date of fiscal year end:
12/31/16
Date of reporting period:
07/01/2016 - 06/30/2017
Item 1. Proxy Voting Record
The report may indicate that the "meeting status" of a particular proposal was "take no action" or
"unvoted". The reason for no action being taken or a security being unvoted (i.e., no vote being
cast) may include, without limitation: (a) the securities were out on loan at the time of a record
date, (b) administrative or operational constraints impeded the ability to cast a timely vote (e.g.,
late receipt of proxy voting information), (c) systems, administrative or processing errors
occurred, including errors by the Adviser or third party vendors, and/or (d) the portfolio manager
concluded that the potential benefit of voting was outweighed by the cost, and/or otherwise not in
the best interest of the Fund. The "meeting status" of a particular proposal may also appear
as "take no action" or "unvoted" in connection with contested meetings at which only one of the
agendas is actually voted upon.
Item 1: Proxy Voting Record
Registrant : Royce Micro-Cap Trust, Inc
Fund Name : Royce Micro-Cap Trust, Inc.
________________________________________________________________________________
AAC Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
AAC CUSIP 000307108 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jerry D. Mgmt For For For
Bostelman
1.2 Elect Lucius E. Burch, Mgmt For For For
III
1.3 Elect Michael T. Mgmt For For For
Cartwright
1.4 Elect Darrell S. Mgmt For For For
Freeman,
Sr
1.5 Elect David C. Kloeppel Mgmt For For For
1.6 Elect Jerrod N. Menz Mgmt For For For
1.7 Elect Richard E. Mgmt For For For
Ragsdale
1.8 Elect Darryl E. Rouson Mgmt For For For
2 Amendment to the 2014 Mgmt For For For
Equity Incentive
Plan
3 Approval of Material Mgmt For For For
Terms under the 2014
Equity Incentive
Plan
4 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Abeona Therapeutics, Inc
Ticker Security ID: Meeting Date Meeting Status
ABEO CUSIP 00289Y107 05/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Todd Wider Mgmt For For For
2 Amendment to the 2015 Mgmt For Abstain Against
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Acacia Research Corporation
Ticker Security ID: Meeting Date Meeting Status
ACTG CUSIP 003881307 06/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William S. Mgmt For For For
Anderson
2 Elect Edward W. Frykman Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Adoption of NOL Mgmt For For For
Shareholder Rights
Plan
________________________________________________________________________________
Aceto Corporation
Ticker Security ID: Meeting Date Meeting Status
ACET CUSIP 004446100 12/01/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Albert L. Mgmt For For For
Eilender
1.2 Elect Salvatore Mgmt For For For
Guccione
1.3 Elect Hans C. Noetzli Mgmt For For For
1.4 Elect William N. Mgmt For For For
Britton
1.5 Elect Natasha Giordano Mgmt For For For
1.6 Elect Alan Levin Mgmt For For For
1.7 Elect Daniel B. Yarosh Mgmt For For For
1.8 Elect William C. Mgmt For For For
Kennally,
III
2 Elimination of Mgmt For For For
Supermajority
Requirement
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Actua Corp.
Ticker Security ID: Meeting Date Meeting Status
ACTA CUSIP 005094107 06/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Walter W. Mgmt For For For
Buckley,
III
2 Elect Michael J. Hagan Mgmt For Against Against
3 Elect Philip J. Ringo Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
ADTRAN, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADTN CUSIP 00738A106 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas R. Stanton Mgmt For For For
1.2 Elect H. Fenwick Huss Mgmt For For For
1.3 Elect William L. Marks Mgmt For For For
1.4 Elect Anthony J. Melone Mgmt For For For
1.5 Elect Balan Nair Mgmt For For For
1.6 Elect Jacqueline H. Mgmt For For For
Rice
1.7 Elect Kathryn A. Walker Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Aecon Group Inc.
Ticker Security ID: Meeting Date Meeting Status
ARE CUSIP 00762V109 06/29/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John M. Beck Mgmt For For For
1.2 Elect Michael A. Butt Mgmt For For For
1.3 Elect Joseph A. Mgmt For For For
Carrabba
1.4 Elect Anthony P. Mgmt For For For
Franceschini
1.5 Elect J. D. Hole Mgmt For For For
1.6 Elect Susan Wolburgh Mgmt For For For
Jenah
1.7 Elect Eric S. Rosenfeld Mgmt For For For
1.8 Elect Monica Sloan Mgmt For For For
1.9 Elect Brian Tobin Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Adoption of Advance Mgmt For For For
Notice
By-law
________________________________________________________________________________
Agile Therapeutics Inc
Ticker Security ID: Meeting Date Meeting Status
AGRX CUSIP 00847L100 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Abhijeet Lele Mgmt For For For
1.2 Elect Ajit S. Shetty Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Agilysys, Inc.
Ticker Security ID: Meeting Date Meeting Status
AGYS CUSIP 00847J105 09/15/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2.1 Elect Donald A. Colvin Mgmt For For For
2.2 Elect James Dennedy Mgmt For For For
2.3 Elect Jerry C. Jones Mgmt For For For
2.4 Elect Michael A. Mgmt For For For
Kaufman
2.5 Elect Melvin L. Keating Mgmt For For For
2.6 Elect Keith M. Kolerus Mgmt For For For
2.7 Elect John Mutch Mgmt For For For
2.8 Elect James Dennedy Mgmt For For For
2.9 Elect Jerry C. Jones Mgmt For For For
2.10 Elect Michael A. Mgmt For For For
Kaufman
2.11 Elect John Mutch Mgmt For For For
3 2016 Stock Incentive Mgmt For Against Against
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AGT Food and Ingredients Inc.
Ticker Security ID: Meeting Date Meeting Status
AGT CUSIP 001264100 06/14/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Murad Al-Katib Mgmt For For For
1.2 Elect Huseyin Arslan Mgmt For For For
1.3 Elect Howard N. Rosen Mgmt For For For
1.4 Elect John Gardner Mgmt For For For
1.5 Elect Drew Franklin Mgmt For For For
1.6 Elect Greg Stewart Mgmt For For For
1.7 Elect Marie-Lucie Morin Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Airgain Inc
Ticker Security ID: Meeting Date Meeting Status
AIRG CUSIP 00938A104 06/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles Myers Mgmt For For For
1.2 Elect James R. Sims, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Alamos Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AGI CUSIP 011532108 05/11/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark J. Daniel Mgmt For For For
1.2 Elect Patrick D. Downey Mgmt For For For
1.3 Elect David Fleck Mgmt For For For
1.4 Elect David Gower Mgmt For For For
1.5 Elect Claire Kennedy Mgmt For For For
1.6 Elect John A. McCluskey Mgmt For For For
1.7 Elect Paul J. Murphy Mgmt For For For
1.8 Elect Ronald E. Smith Mgmt For For For
1.9 Elect Kenneth G. Stowe Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Alamos Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AGI CUSIP 011532108 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark J. Daniel Mgmt For For For
1.2 Elect Patrick D. Downey Mgmt For For For
1.3 Elect David Fleck Mgmt For For For
1.4 Elect David Gower Mgmt For For For
1.5 Elect Claire Kennedy Mgmt For For For
1.6 Elect John A. McCluskey Mgmt For For For
1.7 Elect Paul J. Murphy Mgmt For For For
1.8 Elect Ronald E. Smith Mgmt For For For
1.9 Elect Kenneth G. Stowe Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Alterra Power Corp.
Ticker Security ID: Meeting Date Meeting Status
AXY CUSIP 02153D201 05/11/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ross J. Beaty Mgmt For For For
1.2 Elect David W. Cornhill Mgmt For For For
1.3 Elect Donald Shumka Mgmt For For For
1.4 Elect Donald A. McInnes Mgmt For For For
1.5 Elect James M.I. Bruce Mgmt For For For
1.6 Elect John B. Carson Mgmt For For For
1.7 Elect Kerri L. Fox Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
Altus Group Limited
Ticker Security ID: Meeting Date Meeting Status
AIF CUSIP 02215R107 04/24/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Angela L. Brown Mgmt For For For
1.2 Elect Robert G. Mgmt For For For
Courteau
1.3 Elect Carl Farrel Mgmt For For For
1.4 Elect Anthony Gaffney Mgmt For For For
1.5 Elect Diane MacDiarmid Mgmt For For For
1.6 Elect Raymond C. Mgmt For For For
Mikulich
1.7 Elect Eric W. Slavens Mgmt For For For
1.8 Elect Janet P. Woodruff Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Approval of the Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Ameresco, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMRC CUSIP 02361E108 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David J. Anderson Mgmt For For For
1.2 Elect Thomas S. Murley Mgmt For For For
1.3 Elect Frank V. Wisneski Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years Abstain Against
Vote on Executive
Compensation
5 Approval of the 2017 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
American Public Education Inc.
Ticker Security ID: Meeting Date Meeting Status
APEI CUSIP 02913V103 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eric C. Andersen Mgmt For For For
2 Elect Wallace E. Mgmt For For For
Boston,
Jr.
3 Elect Barbara G. Fast Mgmt For For For
4 Elect Jean C. Halle Mgmt For For For
5 Elect Barbara Kurshan Mgmt For For For
6 Elect Timothy J. Landon Mgmt For For For
7 Elect Westley Moore Mgmt For For For
8 Elect William G. Mgmt For For For
Robinson,
Jr.
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
11 Approval of the 2017 Mgmt For For For
Omnibus Incentive
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
American Software, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMSWA CUSIP 029683109 08/15/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Dennis Hogue Mgmt For For For
2 Elect James B. Miller, Mgmt For For For
Jr.
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2011 Mgmt For For For
Equity Compensation
Plan
5 Ratification of Auditor Mgmt For For For
6 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Ampco-Pittsburgh Corporation
Ticker Security ID: Meeting Date Meeting Status
AP CUSIP 032037103 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James J. Abel Mgmt For For For
1.2 Elect William K. Mgmt For For For
Lieberman
1.3 Elect Stephen E. Paul Mgmt For For For
1.4 Elect Carl H. Mgmt For For For
Pforzheimer
III
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Amtech Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
ASYS CUSIP 032332504 03/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jong S. Whang Mgmt For For For
1.2 Elect Fokko Pentinga Mgmt For For For
1.3 Elect Robert M. Averick Mgmt For For For
1.4 Elect Michael Mgmt For Withhold Against
Garnreiter
1.5 Elect Robert F. King Mgmt For For For
1.6 Elect Sukesh Mohan Mgmt For For For
1.7 Elect Paul J. Van der Mgmt For Withhold Against
Wansem
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Analogic Corporation
Ticker Security ID: Meeting Date Meeting Status
ALOG CUSIP 032657207 01/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bernard C. Bailey Mgmt For For For
2 Elect Jeffrey P. Black Mgmt For For For
3 Elect James J. Judge Mgmt For For For
4 Elect Michael T. Modic Mgmt For For For
5 Elect Steve Odland Mgmt For For For
6 Elect Fred B. Parks Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
AngioDynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANGO CUSIP 03475V101 10/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey G. Gold Mgmt For For For
1.2 Elect Kevin J. Gould Mgmt For For For
1.3 Elect Dennis S. Meteny Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2004 Mgmt For For For
Stock and Incentive
Award
Plan
4 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Applied Micro Circuits Corporation
Ticker Security ID: Meeting Date Meeting Status
AMCC CUSIP 03822W406 08/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Cesar Cesaratto Mgmt For For For
2 Elect Paramesh Gopi Mgmt For For For
3 Elect Paul R. Gray Mgmt For For For
4 Elect Fred A. Shlapak Mgmt For For For
5 Elect Robert F. Sproull Mgmt For For For
6 Elect Duston M. Mgmt For For For
Williams
7 Elect Christopher F. Mgmt For For For
Zepf
8 Ratification of Auditor Mgmt For For For
9 Amend 2012 Employee Mgmt For For For
Stock Purchase
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Applied Optoelectronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
AAOI CUSIP 03823U102 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan Moore Mgmt For For For
1.2 Elect Che-Wei Lin Mgmt For For For
2 Amendment to the 2013 Mgmt For Abstain Against
Equity Incentive
Plan
3 Approval of Material Mgmt For Abstain Against
Terms under the 2013
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Aquinox Pharmaceuticals Inc
Ticker Security ID: Meeting Date Meeting Status
AQXP CUSIP 03842B101 05/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin Neu Mgmt For For For
1.2 Elect Robert Pelzer Mgmt For For For
1.3 Elect Todd Simpson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ARCA Biopharma, Inc.
Ticker Security ID: Meeting Date Meeting Status
ABIO CUSIP 00211Y407 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael R. Mgmt For For For
Bristow
1.2 Elect Robert E. Conway Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ardmore Shipping Corp
Ticker Security ID: Meeting Date Meeting Status
ASC CUSIP Y0207T100 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter Swift Mgmt For For For
1.2 Elect Albert Enste Mgmt For For For
________________________________________________________________________________
Ariad Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARIA CUSIP 04033A100 07/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to Mgmt For For For
Declassify the Board
of
Directors
2 Elect Alexander J. Mgmt For For For
Denner
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ASA Gold and Precious Metals Limited
Ticker Security ID: Meeting Date Meeting Status
ASA CUSIP G3156P103 03/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Mgmt For For For
Christensen
2 Elect Gary Glynn Mgmt For For For
3 Elect Bruce D. Hansen Mgmt For For For
4 Elect Mary Hoene Mgmt For For For
5 Elect Robert A. Mgmt For For For
Pilkington
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Aspen Aerogels Inc
Ticker Security ID: Meeting Date Meeting Status
ASPN CUSIP 04523Y105 06/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven R. Mgmt For For For
Mitchell
1.2 Elect Richard F. Reilly Mgmt For For For
1.3 Elect Donald R. Young Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Astronics Corporation
Ticker Security ID: Meeting Date Meeting Status
ATRO CUSIP 046433108 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raymond W. Mgmt For For For
Boushie
1.2 Elect Robert T. Brady Mgmt For For For
1.3 Elect John B. Drenning Mgmt For For For
1.4 Elect Jeffry D. Frisby Mgmt For For For
1.5 Elect Peter J. Mgmt For For For
Gundermann
1.6 Elect Warren C. Johnson Mgmt For For For
1.7 Elect Kevin T. Keane Mgmt For For For
1.8 Elect Neil Kim Mgmt For For For
1.9 Elect Robert J. McKenna Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2017 Mgmt For For For
Long Term Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 3 Years Abstain Against
Vote on Executive
Compensation
________________________________________________________________________________
Atento S.A
Ticker Security ID: Meeting Date Meeting Status
ATTO CUSIP L0427L105 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Management Mgmt For For For
Report of Company
Accounts
2 Approval of the Mgmt For For For
Individual
Accounts
3 Approval of Allocation Mgmt For For For
of Annual
Results
4 Accounts and Reports Mgmt For For For
5 Discharge Members of Mgmt For For For
the
Board
6 Approve Appointment of Mgmt For For For
David Garner, to Fill
Board
Vacancy
7 Elect Francisco Tosta Mgmt For For For
Valim
Filho
8 Elect Melissa Bethell Mgmt For For For
9 Elect Devin O'Reilly Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Renumeration of Mgmt For For For
Directors of the
Company
12 Amendments to Articles Mgmt For Abstain Against
________________________________________________________________________________
Atlas Financial Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
AFH CUSIP G06207115 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gordon G. Pratt Mgmt For For For
1.2 Elect Jordan Kupinsky Mgmt For For For
1.3 Elect Larry G. Swets, Mgmt For For For
Jr.
1.4 Elect John T. Mgmt For For For
Fitzgerald
1.5 Elect Scott D. Wollney Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Atrion Corporation
Ticker Security ID: Meeting Date Meeting Status
ATRI CUSIP 049904105 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Emile A. Battat Mgmt For For For
1.2 Elect Ronald N. Mgmt For For For
Spaulding
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Autocanada Inc.
Ticker Security ID: Meeting Date Meeting Status
ACQ CUSIP 05277B209 05/05/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Gordon R. Mgmt For For For
Barefoot
2.2 Elect Michael H. Ross Mgmt For For For
2.3 Elect Dennis DesRosiers Mgmt For For For
2.4 Elect Barry L. James Mgmt For For For
2.5 Elect Maryann N. Keller Mgmt For For For
2.6 Elect Arlene Dickinson Mgmt For For For
2.7 Elect Steven J. Landry Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
AV Homes, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVHI CUSIP 00234P102 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul D. Barnett Mgmt For For For
1.2 Elect Matthew Coleman Mgmt For For For
1.3 Elect Roger A. Cregg Mgmt For For For
1.4 Elect Roger W. Einiger Mgmt For For For
1.5 Elect Paul Hackwell Mgmt For For For
1.6 Elect Joshua Nash Mgmt For For For
1.7 Elect Jonathan M. Mgmt For For For
Pertchik
1.8 Elect Michael F. Mgmt For For For
Profenius
1.9 Elect Aaron D. Ratner Mgmt For For For
1.10 Elect Joel M. Simon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Amendment to the 2015 Mgmt For For For
Incentive
Compensation
Plan
6 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Balchem Corporation
Ticker Security ID: Meeting Date Meeting Status
BCPC CUSIP 057665200 06/13/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David B. Fischer Mgmt For For For
1.2 Elect Perry W. Premdas Mgmt For For For
1.3 Elect John Y. Mgmt For For For
Televantos
2 Approval of the 2017 Mgmt For For For
Omnibus Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Banca Finnat Euramerica S.p.A.
Ticker Security ID: Meeting Date Meeting Status
BFE CINS T92884112 04/27/2017 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
2 Ratify Cooption of Mgmt For For For
Marco
Tofanelli
3 Board Chair's Fees Mgmt For Abstain Against
4 Remuneration Policy Mgmt For For For
________________________________________________________________________________
Barnes & Noble Education Inc
Ticker Security ID: Meeting Date Meeting Status
BNED CUSIP 06777U101 09/16/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael P. Huseby Mgmt For For For
1.2 Elect David A. Wilson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Amendment to the Mgmt For For For
Equity Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bel Fuse, Inc.
Ticker Security ID: Meeting Date Meeting Status
BELFB CUSIP 077347201 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Avi Eden Mgmt For For For
1.2 Elect Robert H. Simandl Mgmt For For For
1.3 Elect Norman Yeung Mgmt For For For
1.4 Elect Vincent Vellucci Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
BG Staffing Inc
Ticker Security ID: Meeting Date Meeting Status
BGSF CUSIP 05544A109 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect C. David Allen, Mgmt For For For
Jr.
1.2 Elect Douglas E. Hailey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2013 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
BG Staffing Inc
Ticker Security ID: Meeting Date Meeting Status
BGSF CUSIP 05544A109 07/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard L. Baum, Mgmt For For For
Jr.
1.2 Elect Paul A. Seid Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BioCryst Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
BCRX CUSIP 09058V103 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George B. Mgmt For For For
Abercrombie
1.2 Elect Stanley C. Erck Mgmt For For For
1.3 Elect Jon P. Stonehouse Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Stock Mgmt For For For
Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
BioTelemetry, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEAT CUSIP 090672106 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph H. Capper Mgmt For For For
2 Elect Joseph A. Frick Mgmt For For For
3 Elect Colin Hill Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Approval of the 2017 Mgmt For For For
Omnibus Incentive
Plan
7 Approval of the 2017 Mgmt For For For
Employee Stock
Purchase
Plan
8 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
9 Elimination of Mgmt For For For
Supermajority
Requirement
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Black Diamond Inc.
Ticker Security ID: Meeting Date Meeting Status
BDE CUSIP 09202G101 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Warren B. Kanders Mgmt For For For
1.2 Elect Donald L. House Mgmt For For For
1.3 Elect Nicholas Sokolow Mgmt For For For
1.4 Elect Michael A. Mgmt For For For
Henning
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years Abstain Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Blue Hills Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
BHBK CUSIP 095573101 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David J. Mgmt For For For
Houston,
Jr
1.2 Elect Peter J. Manning Mgmt For For For
1.3 Elect Janice L. Shields Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Brooks Automation, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRKS CUSIP 114340102 02/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect A. Clinton Allen Mgmt For For For
1.2 Elect Robyn C. Davis Mgmt For For For
1.3 Elect Joseph R. Martin Mgmt For For For
1.4 Elect John K. Mgmt For For For
McGillicuddy
1.5 Elect Krishna G. Palepu Mgmt For For For
1.6 Elect Kirk P. Pond Mgmt For For For
1.7 Elect Stephen S. Mgmt For For For
Schwartz
1.8 Elect Alfred Mgmt For For For
Woollacott
III
1.9 Elect Mark S. Wrighton Mgmt For For For
1.10 Elect Ellen M. Zane Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2017 Mgmt For For For
Employee Stock
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BRT Realty Trust
Ticker Security ID: Meeting Date Meeting Status
BRT CUSIP 055645303 03/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment Enabling Mgmt For For For
Legal Structure
Changes
2 Reorganization From a Mgmt For Against Against
Massachusetts
Business Trust into a
Maryland
Corporation
3 Amendment Prohibiting Mgmt For Against Against
Ownership of More
Than
6%
4 Amendment to Director Mgmt For Against Against
Removal
Clause
5 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
6 Adoption of Unanimous Mgmt For Against Against
Written
Consent
7 Increase in Threshold Mgmt For Against Against
Required to Call a
Special
Meeting
8 Elect Fredric H. Gould Mgmt For For For
9 Elect Gary Hurand Mgmt For Against Against
10 Elect Elie Weiss Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bryn Mawr Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
BMTC CUSIP 117665109 04/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wendell F. Mgmt For For For
Holland
1.2 Elect David E. Lees Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BSQUARE Corporation
Ticker Security ID: Meeting Date Meeting Status
BSQR CUSIP 11776U300 06/13/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Mgmt For For For
Chamberlain
1.2 Elect Andrew Harries Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the Stock Mgmt For For For
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Burnham Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
BURCA CUSIP 122295108 04/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William F. Mgmt For For For
Dodge,
II
1.2 Elect John W. Lyman Mgmt For For For
1.3 Elect Robert P. Mgmt For For For
Newcomer
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Calamp Corp.
Ticker Security ID: Meeting Date Meeting Status
CAMP CUSIP 128126109 07/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Albert J. Moyer Mgmt For For For
1.2 Elect Kimberly Alexy Mgmt For For For
1.3 Elect Michael Burdiek Mgmt For For For
1.4 Elect Jeffery Gardner Mgmt For For For
1.5 Elect Amal Johnson Mgmt For For For
1.6 Elect Jorge Titinger Mgmt For For For
1.7 Elect Larry Wolfe Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Canadian Energy Services & Technology Corp.
Ticker Security ID: Meeting Date Meeting Status
CEU CUSIP 13566W108 06/15/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Colin D. Boyer Mgmt For For For
2.2 Elect Rodney L. Mgmt For For For
Carpenter
2.3 Elect John M. Hooks Mgmt For For For
2.4 Elect Kyle D. Kitagawa Mgmt For For For
2.5 Elect Thomas J. Simons Mgmt For For For
2.6 Elect D. Michael G. Mgmt For For For
Stewart
2.7 Elect Burton J. Ahrens Mgmt For For For
2.8 Elect Philip J. Mgmt For For For
Scherman
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Company Name Change Mgmt For For For
5 Amendment to the Mgmt For For For
Restricted Share Unit
Plan
________________________________________________________________________________
Carbo Ceramics Inc.
Ticker Security ID: Meeting Date Meeting Status
CRR CUSIP 140781105 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sigmund L. Mgmt For For For
Cornelius
1.2 Elect Chad C. Deaton Mgmt For For For
1.3 Elect Gary A. Kolstad Mgmt For For For
1.4 Elect Henry E. Lentz Mgmt For For For
1.5 Elect Randy L. Mgmt For For For
Limbacher
1.6 Elect William C. Morris Mgmt For For For
1.7 Elect Robert S. Rubin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Mgmt For For For
Omnibus Incentive
Plan
4 Issuance of Common Mgmt For For For
Stock
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Care.com Inc
Ticker Security ID: Meeting Date Meeting Status
CRCM CUSIP 141633107 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sheila Lirio Mgmt For For For
Marcelo
1.2 Elect I. Duncan Mgmt For For For
Robertson
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cavco Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
CVCO CUSIP 149568107 07/13/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Mgmt For For For
Greenblatt
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CBIZ, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBZ CUSIP 124805102 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph S. Mgmt For For For
DiMartino
2 Elect Sherrill W. Mgmt For For For
Hudson
3 Elect Donald V. Weir Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
7 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Central Garden & Pet Company
Ticker Security ID: Meeting Date Meeting Status
CENT CUSIP 153527106 02/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John B. Balousek Mgmt For For For
1.2 Elect William E. Brown Mgmt For For For
1.3 Elect Thomas Colligan Mgmt For For For
1.4 Elect Brooks M. Mgmt For For For
Pennington
III
1.5 Elect Alfred A. Mgmt For For For
Piergallini
1.6 Elect John R. Ranelli Mgmt For For For
1.7 Elect George C. Roeth Mgmt For For For
1.8 Elect M. Beth Springer Mgmt For For For
1.9 Elect Andrew K. Woeber Mgmt For For For
2 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Mgmt For For For
Director Equity
Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Central Steel & Wire Company
Ticker Security ID: Meeting Date Meeting Status
CSTW CUSIP 155411101 04/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Mgmt For Withhold Against
Sullivan
1.2 Elect Kevin G. Powers Mgmt For Withhold Against
1.3 Elect Stephen E. Mgmt For Withhold Against
Fuhrman
1.4 Elect Ronald V. Kazmar Mgmt For Withhold Against
1.5 Elect Hugh J. Barger Mgmt For Withhold Against
III
2 Ratification of Auditor Mgmt For Against Against
________________________________________________________________________________
Century Casinos, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNTY CUSIP 156492100 06/13/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Hoetzinger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cerus Corporation
Ticker Security ID: Meeting Date Meeting Status
CERS CUSIP 157085101 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Timothy B. Mgmt For For For
Anderson
1.2 Elect Bruce C. Cozadd Mgmt For For For
1.3 Elect William M. Mgmt For For For
Greenman
2 Amendment to the 2008 Mgmt For Abstain Against
Equity Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For Against Against
________________________________________________________________________________
Chart Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
GTLS CUSIP 16115Q308 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Samuel F. Thomas Mgmt For For For
1.2 Elect W. Douglas Brown Mgmt For For For
1.3 Elect Richard E. Mgmt For For For
Goodrich
1.4 Elect William C. Mgmt For For For
Johnson
1.5 Elect Terrence J. Mgmt For For For
Keating
1.6 Elect Steven W. Krablin Mgmt For For For
1.7 Elect Michael L. Mgmt For For For
Molinini
1.8 Elect Elizabeth G. Mgmt For For For
Spomer
1.9 Elect Thomas L. Mgmt For For For
Williams
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Approval of the 2017 Mgmt For For For
Omnibus Equity
Plan
________________________________________________________________________________
Chemung Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
CHMG CUSIP 164024101 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce W. Boyea Mgmt For For For
1.2 Elect Stephen M. Mgmt For For For
Lounsberry
III
1.3 Elect Anders M. Tomson Mgmt For For For
1.4 Elect G. Thomas Mgmt For For For
Tranter
Jr.
1.5 Elect Larry Becker Mgmt For For For
2 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CIRCOR International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CIR CUSIP 17273K109 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott A. Buckhout Mgmt For For For
1.2 Elect John (Andy) Mgmt For For For
O'Donnell
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Civeo Corporation
Ticker Security ID: Meeting Date Meeting Status
CVEO CUSIP 17878Y108 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bradley J. Dodson Mgmt For For For
1.2 Elect Timothy Wall Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Clarkson plc
Ticker Security ID: Meeting Date Meeting Status
CKN CINS G21840106 05/12/2017 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect James W.J. Mgmt For For For
Hughes-Hallett
6 Elect Andi Case Mgmt For For For
7 Elect Peter M. Anker Mgmt For For For
8 Elect Jeff Woyda Mgmt For For For
9 Elect Peter Backhouse Mgmt For For For
10 Elect Birger Nergaard Mgmt For For For
11 Elect Edmond Warner Mgmt For For For
12 Elect Marie-Louise Mgmt For For For
Clayton
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Mgmt For For For
Repurchase
Shares
18 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Clearfield, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLFD CUSIP 18482P103 02/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cheryl Beranek Mgmt For For For
1.2 Elect Ronald G. Roth Mgmt For For For
1.3 Elect Patrick Goepel Mgmt For For For
1.4 Elect Roger Harding Mgmt For For For
1.5 Elect Charles N. Mgmt For For For
Hayssen
1.6 Elect Donald R. Hayward Mgmt For For For
2 Amendment to the 2007 Mgmt For For For
Stock Compensation
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Collectors Universe, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLCT CUSIP 19421R200 12/06/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect A. Clinton Allen Mgmt For For For
1.2 Elect Robert G. Deuster Mgmt For For For
1.3 Elect Deborah Mgmt For For For
Farrington
1.4 Elect David G. Hall Mgmt For For For
1.5 Elect Joseph R. Martin Mgmt For For For
1.6 Elect Albert J. Moyer Mgmt For For For
1.7 Elect Van D. Simmons Mgmt For For For
1.8 Elect Bruce A. Stevens Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Columbus McKinnon Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCO CUSIP 199333105 07/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ernest R. Mgmt For For For
Verebelyi
1.2 Elect Timothy T. Tevens Mgmt For For For
1.3 Elect Richard H. Mgmt For For For
Fleming
1.4 Elect Stephen Mgmt For For For
Rabinowitz
1.5 Elect Linda A. Mgmt For For For
Goodspeed
1.6 Elect Nicholas T. Mgmt For For For
Pinchuk
1.7 Elect Liam G. McCarthy Mgmt For For For
1.8 Elect R. Scott Trumbull Mgmt For For For
1.9 Elect Heath A. Mitts Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2016 Mgmt For For For
Long Term Incentive
Plan
________________________________________________________________________________
Computer Modelling Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
CMG CUSIP 205249105 07/14/2016 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Kenneth M. Mgmt For For For
Dedeluk
2.2 Elect Christopher L. Mgmt For For For
Fong
2.3 Elect Patrick R. Mgmt For For For
Jamieson
2.4 Elect Peter H. Kinash Mgmt For For For
2.5 Elect Frank L. Meyer Mgmt For For For
2.6 Elect Robert F.M. Smith Mgmt For For For
2.7 Elect John B. Zaozirny Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Computer Task Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CTG CUSIP 205477102 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James R. Helvey Mgmt For For For
III
1.2 Elect Owen J Sullivan Mgmt For For For
1.3 Elect Arthur W. Mgmt For For For
Crumlish
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2010 Mgmt For For For
Equity Award
Plan
________________________________________________________________________________
CompX International Inc.
Ticker Security ID: Meeting Date Meeting Status
CIX CUSIP 20563P101 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas E. Barry Mgmt For For For
1.2 Elect David A. Bowers Mgmt For For For
1.3 Elect Loretta J. Feehan Mgmt For Withhold Against
1.4 Elect Elisabeth C. Mgmt For For For
Fisher
1.5 Elect Robert D. Graham Mgmt For For For
1.6 Elect Ann Manix Mgmt For For For
1.7 Elect Cecil H. Moore, Mgmt For Withhold Against
Jr.
1.8 Elect Mary A. Tidlund Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Comstock Mining, Inc.
Ticker Security ID: Meeting Date Meeting Status
LODE CUSIP 205750102 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Corrado De Mgmt For For For
Gasperis
1.2 Elect Daniel W. Kappes Mgmt For For For
1.3 Elect William J. Nance Mgmt For For For
1.4 Elect Robert A. Reseigh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Conduent Incorporated
Ticker Security ID: Meeting Date Meeting Status
CNDT CUSIP 206787103 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul Galant Mgmt For For For
2 Elect Joie Gregor Mgmt For For For
3 Elect Vincent J. Mgmt For For For
Intrieri
4 Elect Courtney Mather Mgmt For For For
5 Elect Michael Nevin Mgmt For For For
6 Elect Michael A. Nutter Mgmt For For For
7 Elect William G. Mgmt For For For
Parrett
8 Elect Ashok Vemuri Mgmt For For For
9 Elect Virginia M. Mgmt For For For
Wilson
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Approval of the Mgmt For For For
Material Terms of the
Performance Goals
Under the Performance
Incentive
Plan
________________________________________________________________________________
Connecture Inc
Ticker Security ID: Meeting Date Meeting Status
CNXR CUSIP 20786J106 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Vickie L. Capps Mgmt For For For
1.2 Elect Paul B. Kusserow Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Connecture Inc
Ticker Security ID: Meeting Date Meeting Status
CNXR CUSIP 20786J106 09/26/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendment to the 2014 Mgmt For Against Against
Equity Incentive
Plan
________________________________________________________________________________
CorVel Corporation
Ticker Security ID: Meeting Date Meeting Status
CRVL CUSIP 221006109 08/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect V. Gordon Mgmt For For For
Clemons,
Sr.
1.2 Elect Steven J. Mgmt For For For
Hamerslag
1.3 Elect Alan R. Hoops Mgmt For For For
1.4 Elect R. Judd Jessup Mgmt For For For
1.5 Elect Jean H. Macino Mgmt For For For
1.6 Elect Jeffrey J. Mgmt For For For
Michael
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CPI Aerostructures, Inc.
Ticker Security ID: Meeting Date Meeting Status
CVU CUSIP 125919308 06/13/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Harvey J. Bazaar Mgmt For For For
1.2 Elect Terry D. Stinson Mgmt For For For
1.3 Elect Carey E. Bond Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CRH Medical Corporation
Ticker Security ID: Meeting Date Meeting Status
CRH CUSIP 12626F105 06/08/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anthony F. Holler Mgmt For For For
1.2 Elect David Johnson Mgmt For For For
1.3 Elect Todd Patrick Mgmt For For For
1.4 Elect Ian Webb Mgmt For For For
1.5 Elect Edward Wright Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 2017 Share Unit Plan Mgmt For For For
________________________________________________________________________________
Crimson Wine Group, Ltd.
Ticker Security ID: Meeting Date Meeting Status
CWGL CUSIP 22662X100 07/22/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John D. Cumming Mgmt For For For
1.2 Elect Ian M. Cumming Mgmt For For For
1.3 Elect Joseph S. Mgmt For For For
Steinberg
1.4 Elect Avraham M. Mgmt For For For
Neikrug
1.5 Elect Douglas M. Mgmt For For For
Carlson
1.6 Elect Craig D. Williams Mgmt For For For
1.7 Elect Francesca H. Mgmt For For For
Schuler
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cross Country Healthcare, Inc.
Ticker Security ID: Meeting Date Meeting Status
CCRN CUSIP 227483104 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William J. Grubbs Mgmt For For For
1.2 Elect W. Larry Cash Mgmt For For For
1.3 Elect Thomas C. Dircks Mgmt For For For
1.4 Elect Gale S. Mgmt For For For
Fitzgerald
1.5 Elect Richard M. Mgmt For For For
Mastaler
1.6 Elect Mark C. Perlberg Mgmt For For For
1.7 Elect Joseph A. Trunfio Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2014 Mgmt For For For
Omnibus Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Crown Crafts, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRWS CUSIP 228309100 08/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect E. Randall Mgmt For For For
Chestnut
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Culp, Inc.
Ticker Security ID: Meeting Date Meeting Status
CFI CUSIP 230215105 09/21/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert G. Culp, Mgmt For For For
III
1.2 Elect Patrick B. Flavin Mgmt For For For
1.3 Elect Fred A. Jackson Mgmt For For For
1.4 Elect Kenneth R. Larson Mgmt For For For
1.5 Elect Kenneth W. Mgmt For For For
McAllister
1.6 Elect Franklin N. Saxon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
CyberOptics Corporation
Ticker Security ID: Meeting Date Meeting Status
CYBE CUSIP 232517102 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alex B. Mgmt For For For
Cimochowski
1.2 Elect Craig D. Gates Mgmt For For For
1.3 Elect Subodh Kulkarni Mgmt For For For
1.4 Elect Irene M. Qualters Mgmt For For For
1.5 Elect Michael M. Mgmt For For For
Selzer,
Jr.
2 Amendment to the Mgmt For For For
Non-Employee Director
Stock
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Daqo New Energy Corp.
Ticker Security ID: Meeting Date Meeting Status
DQ CUSIP 23703Q203 12/16/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Company Name Change Mgmt For For For
2 Amendments to Articles Mgmt For For For
of Association and
Memorandum of
Association
________________________________________________________________________________
Dawson Geophysical Company
Ticker Security ID: Meeting Date Meeting Status
DWSN CUSIP 239360100 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William J. Mgmt For For For
Barrett
1.2 Elect Craig W. Cooper Mgmt For For For
1.3 Elect Gary M. Hoover Mgmt For For For
1.4 Elect Stephen C. Jumper Mgmt For For For
1.5 Elect Allen T. McInnes Mgmt For For For
1.6 Elect Ted R. North Mgmt For For For
1.7 Elect Mark A. Vander Mgmt For For For
Ploeg
1.8 Elect Wayne A. Whitener Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
Del Taco Restaurants, Inc.
Ticker Security ID: Meeting Date Meeting Status
TACO CUSIP 245496104 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lawrence F. Levy Mgmt For For For
1.2 Elect Eileen Aptman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Diamond Hill Investment Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
DHIL CUSIP 25264R207 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect R.H. Dillon Mgmt For For For
1.2 Elect Randolph J. Mgmt For For For
Fortener
1.3 Elect James F. Laird Mgmt For For For
1.4 Elect Paul A. Reeder Mgmt For For For
III
1.5 Elect Bradley C. Shoup Mgmt For For For
1.6 Elect Frances A. Mgmt For For For
Skinner
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
4 Elimination of Mgmt For For For
Cumulative
Voting
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
DIRTT Environmental Solutions Ltd
Ticker Security ID: Meeting Date Meeting Status
DRT CUSIP 25490H106 05/03/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2.1 Elect Wayne Boulais Mgmt For For For
2.2 Elect Gregory F. Burke Mgmt For For For
2.3 Elect Lawrence D. Mgmt For For For
Fairholm
2.4 Elect Richard Haray Mgmt For For For
2.5 Elect Scott Jenkins Mgmt For For For
2.6 Elect Denise Karkkainen Mgmt For For For
2.7 Elect Christine Mgmt For For For
McGinley
2.8 Elect Steve Parry Mgmt For For For
2.9 Elect Diana Propper de Mgmt For For For
Callejon
2.10 Elect Mogens Smed Mgmt For For For
3 Amendment to Mgmt For For For
Shareholder Rights
Plan
________________________________________________________________________________
Dorchester Minerals, L.P.
Ticker Security ID: Meeting Date Meeting Status
DMLP CUSIP 25820R105 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Buford P. Berry Mgmt For For For
1.2 Elect C.W. ("Bill") Mgmt For For For
Russell
1.3 Elect Ronald P. Trout Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years Abstain Against
Vote on Executive
Compensation
________________________________________________________________________________
Dorian LPG Ltd.
Ticker Security ID: Meeting Date Meeting Status
LPG CUSIP Y2106R110 08/23/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John C. Mgmt For For For
Hadjipateras
1.2 Elect Malcolm McAvity Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dundee Corporation
Ticker Security ID: Meeting Date Meeting Status
DC.A CUSIP 264901109 06/05/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2.1 Elect Virginia Gambale Mgmt For For For
2.2 Elect David J. Goodman Mgmt For For For
2.3 Elect Garth MacRae Mgmt For For For
2.4 Elect Robert McLeish Mgmt For For For
2.5 Elect Andrew T. Molson Mgmt For For For
2.6 Elect A. Murray Mgmt For For For
Sinclair
2.7 Elect K. Barry Sparks Mgmt For For For
________________________________________________________________________________
EMCORE Corporation
Ticker Security ID: Meeting Date Meeting Status
EMKR CUSIP 290846203 03/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gerald J. Fine Mgmt For For For
1.2 Elect Ettore J. Mgmt For For For
Coringrato
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2012 Mgmt For For For
Equity Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Encore Wire Corporation
Ticker Security ID: Meeting Date Meeting Status
WIRE CUSIP 292562105 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald E. Mgmt For For For
Courtney
1.2 Elect Gregory J. Fisher Mgmt For For For
1.3 Elect Daniel L. Jones Mgmt For For For
1.4 Elect William R. Mgmt For For For
Thomas
III
1.5 Elect Scott D. Weaver Mgmt For For For
1.6 Elect John H. Wilson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2010 Mgmt For For For
Stock Option
Plan
________________________________________________________________________________
Entravision Communications Corp.
Ticker Security ID: Meeting Date Meeting Status
EVC CUSIP 29382R107 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Walter F. Ulloa Mgmt For For For
1.2 Elect Paul A. Zevnik Mgmt For For For
1.3 Elect Gilbert R. Mgmt For For For
Vasquez
1.4 Elect Patricia Diaz Mgmt For For For
Dennis
1.5 Elect Juan Saldivar Mgmt For For For
von
Wuthenau
1.6 Elect Martha Elena Diaz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years Abstain Against
Vote on Executive
Compensation
________________________________________________________________________________
ePlus Inc.
Ticker Security ID: Meeting Date Meeting Status
PLUS CUSIP 294268107 09/15/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Phillip G. Norton Mgmt For For For
1.2 Elect Bruce M. Bowen Mgmt For For For
1.3 Elect C. Thomas Mgmt For For For
Faulders,
III
1.4 Elect Terrence Mgmt For For For
O'Donnell
1.5 Elect Lawrence S. Mgmt For For For
Herman
1.6 Elect Ira A. Hunt, III Mgmt For For For
1.7 Elect John E. Callies Mgmt For For For
1.8 Elect Eric D. Hovde Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
EQT Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
EQT CINS Q35952102 10/28/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Anne M. Mgmt For For For
O'Donnell
3 Re-elect J.A. (Tony) Mgmt For For For
Killen
4 Elect D. Glenn Sedgwick Mgmt For For For
5 Equity Grant (MD Mgmt For For For
Michael
O'Brien)
6 Approve Retirement Mgmt For For For
Benefit Payment
(Director David
Groves)
7 Remuneration Report Mgmt For For For
________________________________________________________________________________
Era Group Inc.
Ticker Security ID: Meeting Date Meeting Status
ERA CUSIP 26885G109 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles Fabrikant Mgmt For For For
1.2 Elect Christopher Mgmt For For For
Bradshaw
1.3 Elect Ann Fairbanks Mgmt For For For
1.4 Elect Blaine Fogg Mgmt For For For
1.5 Elect Christopher P. Mgmt For For For
Papouras
1.6 Elect Yueping Sun Mgmt For For For
1.7 Elect Steven Webster Mgmt For For For
2 Amendment to the 2013 Mgmt For For For
Employee Stock
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ethan Allen Interiors Inc.
Ticker Security ID: Meeting Date Meeting Status
ETH CUSIP 297602104 11/16/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect M. Farooq Mgmt For For For
Kathwari
2 Elect James B. Carlson Mgmt For For For
3 Elect John J. Dooner, Mgmt For For For
Jr.
4 Elect Domenick J. Mgmt For For For
Esposito
5 Elect Mary Garrett Mgmt For For For
6 Elect James W. Mgmt For For For
Schmotter
7 Elect Tara J. Stacom Mgmt For For For
8 Amendment to the Mgmt For For For
Bylaws Regarding
Advance Notice
Provisions
9 Amendment to the Mgmt For For For
Bylaws Regarding
Proxy
Access
10 Adoption of Majority Mgmt For For For
Vote for Uncontested
Director
Elections
11 Amendments to the Mgmt For For For
Certificate of
Incorporation
Regarding Removal of
Directors
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Exactech, Inc.
Ticker Security ID: Meeting Date Meeting Status
EXAC CUSIP 30064E109 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Petty Mgmt For For For
1.2 Elect Richard C. Smith Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Exco Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
XTC CUSIP 30150P109 02/01/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Laurie T.F Mgmt For For For
Bennett
1.2 Elect Edward H. Mgmt For For For
Kernaghan
1.3 Elect Nicole Kirk Mgmt For For For
1.4 Elect Robert B. Magee Mgmt For For For
1.5 Elect Philip B. Mgmt For For For
Matthews
1.6 Elect Colleen M. Mgmt For For For
McMorrow
1.7 Elect Brian A. Robbins Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Exeter Resource Corporation
Ticker Security ID: Meeting Date Meeting Status
XRC CUSIP 301835104 06/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Bryce Roxburgh Mgmt For For For
2.2 Elect Yale Simpson Mgmt For For For
2.3 Elect Robert Reynolds Mgmt For For For
2.4 Elect John Simmons Mgmt For For For
2.5 Elect Julian Bavin Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Fabrinet
Ticker Security ID: Meeting Date Meeting Status
FN CUSIP G3323L100 12/15/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Homa Bahrami Mgmt For For For
1.2 Elect Rollance E. Olson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Farmer Bros. Co.
Ticker Security ID: Meeting Date Meeting Status
FARM CUSIP 307675108 06/20/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Board Size Mgmt For For For
2 Approval of the 2017 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Farmer Bros. Co.
Ticker Security ID: Meeting Date Meeting Status
FARM CUSIP 307675108 12/08/2016 Take No Actions
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tom Mortensen Mgmt N/A TNA N/A
1.2 Elect John Samore, Jr. Mgmt N/A TNA N/A
1.3 Elect Jennifer Mgmt N/A TNA N/A
Gonzalez-Yousef
2 Ratification of Auditor Mgmt N/A N/A N/A
3 Advisory Vote on Mgmt N/A N/A N/A
Executive
Compensation
________________________________________________________________________________
Farmer Bros. Co.
Ticker Security ID: Meeting Date Meeting Status
FARM CUSIP 307675108 12/08/2016 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael H. Keown Mgmt For For For
1.2 Elect Charles F. Marcy Mgmt For For For
1.3 Elect Christopher P. Mgmt For For For
Mottern
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
FARO Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
FARO CUSIP 311642102 05/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen R. Cole Mgmt For For For
1.2 Elect Marvin R. Sambur Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Fauquier Bankshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
FBSS CUSIP 312059108 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kevin T Carter Mgmt For For For
1.2 Elect Donna D. Flory Mgmt For For For
1.3 Elect Randolph T. Mgmt For For For
Minter
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fiera Capital Corporation
Ticker Security ID: Meeting Date Meeting Status
FSZ CUSIP 31660A103 06/15/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian Davis Mgmt For For For
1.2 Elect Martin Gagnon Mgmt For For For
1.3 Elect Arthur R.A. Scace Mgmt For For For
1.4 Elect David R. Shaw Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to Security Mgmt For Against Against
Based Compensation
Plans
________________________________________________________________________________
Firan Technology Group Corp
Ticker Security ID: Meeting Date Meeting Status
FTG CUSIP 318093101 04/18/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Beutel Mgmt For For For
1.2 Elect Bradley C. Bourne Mgmt For For For
1.3 Elect Edward C. Hanna Mgmt For For For
1.4 Elect Raymond G. Harris Mgmt For For For
1.5 Elect David F. Masotti Mgmt For For For
1.6 Elect Mike Andrade Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Flex Pharma Inc
Ticker Security ID: Meeting Date Meeting Status
FLKS CUSIP 33938A105 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Perez Mgmt For For For
1.2 Elect Stuart A. Randle Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Flexsteel Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
FLXS CUSIP 339382103 12/05/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey T. Mgmt For For For
Bertsch
1.2 Elect Michael J. Mgmt For For For
Edwards
1.3 Elect Nancy E. Uridil Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Cancellation of Mgmt For For For
Authorized Preferred
Stock
________________________________________________________________________________
FLYHT Aerospace Solutions Ltd.
Ticker Security ID: Meeting Date Meeting Status
FLY CUSIP 30252U105 05/10/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect John Belcher Mgmt For For For
2.2 Elect Michael Brown Mgmt For For For
2.3 Elect Barry Eccleston Mgmt For For For
2.4 Elect Jacques Kavafian Mgmt For For For
2.5 Elect Douglas G. Marlin Mgmt For For For
2.6 Elect Jack Olcott Mgmt For For For
2.7 Elect Mark Rosenker Mgmt For For For
2.8 Elect Paul Takalo Mgmt For For For
2.9 Elect William T. Mgmt For For For
Tempany
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Share Mgmt For For For
Consolidation/Reverse
Stock
Split
5 Approval of the Stock Mgmt For For For
Option
Plan
________________________________________________________________________________
Forestar Group Inc
Ticker Security ID: Meeting Date Meeting Status
FOR CUSIP 346233109 06/30/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For Abstain Against
2 Advisory Vote on Mgmt For Abstain Against
Golden
Parachutes
3 Right to Adjourn Mgmt For Abstain Against
Meeting
________________________________________________________________________________
Forestar Group Inc.
Ticker Security ID: Meeting Date Meeting Status
FOR CUSIP 346233109 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect M. Ashton Hudson Mgmt For For For
1.2 Elect William C. Mgmt For For For
Powers,
Jr.
1.3 Elect Richard M. Smith Mgmt For For For
1.4 Elect Philip J. Weber Mgmt For For For
2 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Mgmt For For For
Shareholder Rights
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
FormFactor, Inc.
Ticker Security ID: Meeting Date Meeting Status
FORM CUSIP 346375108 05/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Raymond A. Link Mgmt For For For
2 Elect Michael D. Mgmt For For For
Slessor
3 Elect Thomas M. St. Mgmt For For For
Dennis
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Amendment to the 2012 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Fox Factory Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
FOXF CUSIP 35138V102 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dudley Mendenhall Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2013 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Franklin Covey Co.
Ticker Security ID: Meeting Date Meeting Status
FC CUSIP 353469109 01/20/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anne H. Chow Mgmt For For For
1.2 Elect Clayton M. Mgmt For For For
Christensen
1.3 Elect Michael Fung Mgmt For For For
1.4 Elect Dennis G. Heiner Mgmt For For For
1.5 Elect Donald J. Mgmt For For For
McNamara
1.6 Elect Joel C. Peterson Mgmt For For For
1.7 Elect E. Kay Stepp Mgmt For For For
1.8 Elect Robert A. Whitman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
FreightCar America, Inc.
Ticker Security ID: Meeting Date Meeting Status
RAIL CUSIP 357023100 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas A. Madden Mgmt For For For
1.2 Elect Joseph E. McNeely Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
FRP Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
FRPH CUSIP 30292L107 02/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John D. Baker II Mgmt For For For
1.2 Elect Thompson S. Mgmt For For For
Baker
II
1.3 Elect Charles E. Mgmt For For For
Commander
III
1.4 Elect H.W. Shad III Mgmt For For For
1.5 Elect Martin E. Stein, Mgmt For Withhold Against
Jr.
1.6 Elect William H. Mgmt For For For
Walton
III
2 Approval of 2016 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
FTD Companies Inc.
Ticker Security ID: Meeting Date Meeting Status
FTD CUSIP 30281V108 06/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tracey L. Mgmt For For For
Belcourt
1.2 Elect Joseph W. Harch Mgmt For For For
1.3 Elect Robin Mgmt For For For
Hickenlooper
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2013 Mgmt For Abstain Against
Incentive and
Compensation
Plan
________________________________________________________________________________
Futurefuel Corp.
Ticker Security ID: Meeting Date Meeting Status
FF CUSIP 36116M106 09/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald C. Bedell Mgmt For For For
1.2 Elect Edwin A. Levy Mgmt For For For
1.3 Elect Terrance C. Egger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Gaia Inc
Ticker Security ID: Meeting Date Meeting Status
GAIA CUSIP 36269P104 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jirka Rysavy Mgmt For For For
1.2 Elect Kristin Frank Mgmt For For For
1.3 Elect Chris Jaeb Mgmt For For For
1.4 Elect David Maisel Mgmt For For For
1.5 Elect Keyur Patel Mgmt For For For
1.6 Elect Wendy Schoppert Mgmt For For For
1.7 Elect Paul Sutherland Mgmt For For For
2 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years Abstain Against
Vote on Executive
Compensation
________________________________________________________________________________
Geospace Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
GEOS CUSIP 37364X109 02/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas L. Davis Mgmt For For For
1.2 Elect Richard F. Miles Mgmt For Withhold Against
1.3 Elect Walter R. Wheeler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Gielda Papierow Wartosciowych w Warszawie S.A.
Ticker Security ID: Meeting Date Meeting Status
GPW CINS X980AG100 01/04/2017 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Changes to Management ShrHoldr N/A Abstain N/A
Board
Composition
7 Changes to Supervisory ShrHoldr N/A Abstain N/A
Board
Composition
8 Coverage of Meeting Mgmt For For For
Costs
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Gielda Papierow Wartosciowych w Warszawie S.A.
Ticker Security ID: Meeting Date Meeting Status
GPW CINS X980AG100 02/22/2017 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
Supervisory Board
Composition
7 Coverage of Meeting Mgmt For For For
Costs
8 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Gielda Papierow Wartosciowych w Warszawie S.A.
Ticker Security ID: Meeting Date Meeting Status
GPW CINS X980AG100 06/19/2017 Voted
Meeting Type Country of Trade
Annual Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chair
5 Compliance with Rules Mgmt For For For
of
Convocation
6 Agenda Mgmt For For For
7 Presentation of Mgmt For For For
Management Board
Report
8 Presentation of Mgmt For For For
Financial
Statements
9 Presentation of Mgmt For For For
Supervisory Board
Report
(Management Board)
10 Presentation of Mgmt For For For
Supervisory Board
Report
(Financial
Statements )
11 Presentation of Mgmt For For For
Supervisory Board
Report
(Profit
Allocation)
12 Presentation of Mgmt For For For
Supervisory Board
Report
(Activities)
13 Presentation of Mgmt For For For
Supervisory Board
Report
(Company's
Standing)
14 Presentation of Mgmt For For For
Supervisory Board
Report (Reporting
Requirements)
15 Presentation of Mgmt For For For
Supervisory Board
Report
(Charitable
Donations)
16 Presentation of Mgmt For For For
Supervisory Board
Report
(Compliance
with Rules of
Corporate Governance
for
Supervised
Institutions)
17 Presentation of Mgmt For For For
Supervisory Board
Report
(Remuneration Policy)
18 Accounts and Reports Mgmt For For For
19 Allocation of Mgmt For For For
Profits/Dividends
20 Accounts and Reports Mgmt For For For
(Consolidated)
21 Ratification of Mgmt For For For
Supervisory Board
Acts
22 Ratification of Mgmt For For For
Management Board
Acts
23 Changes to the Mgmt For Abstain Against
Supervisory Board
Composition
24 Election of Management Mgmt For Abstain Against
Board
President
25 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendments
to Articles of
Association
26 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Amendment
to the Resolution on
Management Board
Remuneration
27 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Gielda Papierow Wartosciowych w Warszawie S.A.
Ticker Security ID: Meeting Date Meeting Status
GPW CINS X980AG100 11/30/2016 Voted
Meeting Type Country of Trade
Special Poland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Election of Presiding Mgmt For For For
Chairman
4 Compliance with Rules Mgmt For For For
of
Convocation
5 Agenda Mgmt For For For
6 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Management
Board)
7 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding
Remuneration Policy
(Supervisory
Board)
8 Shareholder Proposal ShrHoldr N/A Abstain N/A
Regarding Changes to
Supervisory Board
Composition
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Global Brass and Copper Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRSS CUSIP 37953G103 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vicki L. Avril Mgmt For For For
2 Elect Donald L. Marsh Mgmt For For For
3 Elect Bradford T. Ray Mgmt For For For
4 Elect John H. Walker Mgmt For For For
5 Elect John J. Wasz Mgmt For For For
6 Elect Martin E. Welch Mgmt For For For
III
7 Elect Ronald C. Mgmt For For For
Whitaker
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Global Water Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
GWRS CUSIP 379463102 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Trevor T. Hill Mgmt For For For
1.2 Elect William S. Levine Mgmt For For For
1.3 Elect Richard M. Mgmt For For For
Alexander
1.4 Elect L. Rita Theil Mgmt For For For
1.5 Elect David C. Tedesco Mgmt For For For
1.6 Elect Cindy M. Bowers Mgmt For For For
1.7 Elect Ron L. Fleming Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
GP Strategies Corporation
Ticker Security ID: Meeting Date Meeting Status
GPX CUSIP 36225V104 06/21/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Harvey P. Eisen Mgmt For For For
2 Elect Marshall S. Mgmt For For For
Geller
3 Elect Scott N. Mgmt For For For
Greenberg
4 Elect Steven E. Koonin Mgmt For For For
5 Elect Richard C. Mgmt For For For
Pfenniger
6 Elect Samuel D. Mgmt For For For
Robinson
7 Elect A. Marvin Strait Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Graham Corporation
Ticker Security ID: Meeting Date Meeting Status
GHM CUSIP 384556106 07/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James J. Malvaso Mgmt For For For
1.2 Elect Jonathan W. Mgmt For For For
Painter
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2000 Mgmt For For For
Incentive Plan to
Increase Shareholder
Value
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Griffin Industrial Realty, Inc.
Ticker Security ID: Meeting Date Meeting Status
GRIF CUSIP 398231100 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David R. Bechtel Mgmt For For For
1.2 Elect Edgar M. Mgmt For For For
Cullman,
Jr.
1.3 Elect Frederick M. Mgmt For For For
Danziger
1.4 Elect Michael S. Gamzon Mgmt For For For
1.5 Elect Thomas C. Israel Mgmt For For For
1.6 Elect Jonathan P. May Mgmt For For For
1.7 Elect Albert H. Small, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
GSI Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
GSIT CUSIP 36241U106 08/25/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lee-Lean Shu Mgmt For For For
1.2 Elect Jack A. Bradley Mgmt For For For
1.3 Elect E. Thomas Hart Mgmt For For For
1.4 Elect Haydn HSIEH Mgmt For For For
Hong-Po
1.5 Elect Ruey L. Lu Mgmt For For For
1.6 Elect Arthur O. Whipple Mgmt For For For
1.7 Elect Robert Yau Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2016 Equity Incentive Mgmt For For For
Plan
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Hallmark Financial Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
HALL CUSIP 40624Q203 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark E. Schwarz Mgmt For For For
1.2 Elect Scott T. Berlin Mgmt For For For
1.3 Elect James H. Graves Mgmt For For For
1.4 Elect Mark E. Pape Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Harmonic Inc.
Ticker Security ID: Meeting Date Meeting Status
HLIT CUSIP 413160102 06/13/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick J. Mgmt For For For
Harshman
1.2 Elect Patrick Gallagher Mgmt For For For
1.3 Elect E. Floyd Kvamme Mgmt For For For
1.4 Elect Mitzi Reaugh Mgmt For For For
1.5 Elect William F. Mgmt For For For
Reddersen
1.6 Elect Susan Swenson Mgmt For For For
1.7 Elect Nikos Mgmt For For For
Theodosopoulos
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
5 Amendment to the 1995 Mgmt For For For
Stock
Plan
6 Amendment to Mgmt For For For
Harmonic's 2002
Director Stock
Plan
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Harsco Corporation
Ticker Security ID: Meeting Date Meeting Status
HSC CUSIP 415864107 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James .F. Earl Mgmt For For For
2 Elect Kathy G. Eddy Mgmt For For For
3 Elect David C. Everitt Mgmt For For For
4 Elect Stuart E. Graham Mgmt For For For
5 Elect F. Nicholas Mgmt For For For
Grasberger,
III
6 Elect Terry D. Growcock Mgmt For For For
7 Elect Elaine La Roche Mgmt For For For
8 Elect Phillip C. Widman Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Amendment to the 2013 Mgmt For For For
Equity and Incentive
Compensation
Plan
________________________________________________________________________________
Haverty Furniture Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
HVT CUSIP 419596101 05/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect L. Allison Dukes Mgmt For For For
1.2 Elect Vicki R. Palmer Mgmt For For For
1.3 Elect Fred L. Mgmt For For For
Schuermann
2 Amendment to the Mgmt For For For
Non-Employee Director
Compensation
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Haynes International, Inc.
Ticker Security ID: Meeting Date Meeting Status
HAYN CUSIP 420877201 02/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donald C. Campion Mgmt For For For
2 Elect Mark Comerford Mgmt For For For
3 Elect John C. Corey Mgmt For For For
4 Elect Robert H. Getz Mgmt For For For
5 Elect Michael L. Shor Mgmt For For For
6 Elect William P. Wall Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Heidrick & Struggles International, Inc.
Ticker Security ID: Meeting Date Meeting Status
HSII CUSIP 422819102 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elizabeth L. Mgmt For For For
Axelrod
1.2 Elect Richard I. Mgmt For For For
Beattie
1.3 Elect Clare M. Chapman Mgmt For For For
1.4 Elect Gary E. Knell Mgmt For For For
1.5 Elect Lyle Logan Mgmt For For For
1.6 Elect Willem Mesdag Mgmt For For For
1.7 Elect Tracy R. Mgmt For For For
Wolstencroft
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Heritage-Crystal Clean, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCCI CUSIP 42726M106 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce C. Mgmt For For For
Bruckmann
1.2 Elect Carmine Falcone Mgmt For For For
1.3 Elect Robert W. Mgmt For For For
Willmschen,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2008 Mgmt For For For
Omnibus Incentive
Plan
5 Approval of the 2008 Mgmt For For For
Omnibus Incentive
Plan for purposes of
complying with
section 162(m) of the
Internal Revenue
Code
6 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Hopefluent Group Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
733 CINS G45992107 06/15/2017 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect FU Wai Chung Mgmt For For For
6 Elect LAM King Pui Mgmt For For For
7 Elect NG Keung Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Mgmt For For For
Repurchase
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Houston Wire & Cable Company
Ticker Security ID: Meeting Date Meeting Status
HWCC CUSIP 44244K109 05/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James L. Mgmt For For For
Pokluda,
III
1.2 Elect Michael T. Mgmt For For For
Campbell
1.3 Elect I. Stewart Mgmt For For For
Farwell
1.4 Elect Mark A. Ruelle Mgmt For For For
1.5 Elect Wiiliam H. Mgmt For For For
Sheffield
1.6 Elect G. Gary Yetman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Hudson Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
HDSN CUSIP 444144109 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Vincent P. Mgmt For For For
Abbatecola
1.2 Elect Brian F. Coleman Mgmt For For For
1.3 Elect Otto C. Morch Mgmt For For For
2 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hurco Companies Inc.
Ticker Security ID: Meeting Date Meeting Status
HURC CUSIP 447324104 03/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas A. Aaro Mgmt For For For
1.2 Elect Robert W. Mgmt For For For
Cruickshank
1.3 Elect Michael Doar Mgmt For For For
1.4 Elect Timothy J. Mgmt For For For
Gardner
1.5 Elect Jay C. Longbottom Mgmt For For For
1.6 Elect Andrew Niner Mgmt For For For
1.7 Elect Richard Porter Mgmt For For For
1.8 Elect Janaki Sivanesan Mgmt For For For
1.9 Elect Ronald Strackbein Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Idera Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
IDRA CUSIP 45168K306 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Vincent J. Milano Mgmt For For For
1.2 Elect Kelvin M. Neu Mgmt For For For
1.3 Elect William S. Mgmt For For For
Reardon
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Amendment to the 2013 Mgmt For For For
Stock Incentive
Plan
5 Approval of the 2017 Mgmt For For For
Employee Stock
Purchase
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
IES Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
IESC CUSIP 44951W106 02/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph L. Mgmt For For For
Dowling,
III
1.2 Elect David B. Gendell Mgmt For For For
1.3 Elect Jeffrey L. Mgmt For For For
Gendell
1.4 Elect Joe D. Koshkin Mgmt For For For
1.5 Elect Robert W. Lewey Mgmt For For For
1.6 Elect Donald L. Luke Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Adoption of NOL Rights Mgmt For For For
Plan
________________________________________________________________________________
Imdex Limited
Ticker Security ID: Meeting Date Meeting Status
IMD CINS Q4878M104 10/13/2016 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Anthony Wooles Mgmt For For For
3 Ratify Placement of Mgmt For For For
Securities (Tranche 1
Shares)
4 Approve Issue of Mgmt For For For
Securities (Tranche 2
Shares)
5 Approve Issue of Mgmt For For For
Securities (Director
Placement - Tranche 2
Shares)
6 Approve Issue of Mgmt For For For
Securities (SPP
Shortfall
Shares)
7 Approve Issue of Mgmt For For For
Securities (Director
Placement - SPP
Shortfall
Shares)
________________________________________________________________________________
Imdex Limited
Ticker Security ID: Meeting Date Meeting Status
IMD CINS Q4878M104 11/25/2016 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Kevin A. Dundo Mgmt For Against Against
3 REMUNERATION REPORT Mgmt For For For
4 Equity Grant (MD Mgmt For For For
Bernie
Ridgeway)
________________________________________________________________________________
inContact, Inc.
Ticker Security ID: Meeting Date Meeting Status
SAAS CUSIP 45336E109 08/11/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
Independence Contract Drilling Inc
Ticker Security ID: Meeting Date Meeting Status
ICD CUSIP 453415309 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas R. Bates, Mgmt For For For
Jr.
1.2 Elect Byron A. Dunn Mgmt For For For
1.3 Elect James Crandell Mgmt For For For
1.4 Elect Matthew D. Mgmt For Withhold Against
Fitzgerald
1.5 Elect Daniel F. McNease Mgmt For For For
1.6 Elect Tighe A. Noonan Mgmt For For For
________________________________________________________________________________
Independence Holding Company
Ticker Security ID: Meeting Date Meeting Status
IHC CUSIP 453440307 11/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Larry R. Graber Mgmt For For For
1.2 Elect Teresa A. Herbert Mgmt For For For
1.3 Elect David T. Kettig Mgmt For For For
1.4 Elect Allan C. Kirkman Mgmt For For For
1.5 Elect John L. Lahey Mgmt For For For
1.6 Elect Steven B. Lapin Mgmt For For For
1.7 Elect Ronald I. Simon Mgmt For For For
1.8 Elect James G. Tatum Mgmt For For For
1.9 Elect Roy T. K. Thung Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2016 Stock Incentive Mgmt For For For
Plan
________________________________________________________________________________
Inficon Holding AG
Ticker Security ID: Meeting Date Meeting Status
IFCN CINS H7190K102 04/11/2017 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Allocation of Mgmt For For For
Profits/Dividends
from
reserves
6 Elect Beat E. Luthi as Mgmt For For For
board
chair
7 Elect Richard Fischer Mgmt For For For
8 Elect Richard Fischer Mgmt For For For
as Compensation
Committee
Member
9 Elect Vanessa Frey Mgmt For For For
10 Elect Beat Siegrist Mgmt For For For
11 Elect Beat Siegrist as Mgmt For For For
Compensation
Committee
Member
12 Elect Thomas Staehelin Mgmt For For For
13 Elect Thomas Staehelin Mgmt For For For
as Compensation
Committee
Member
14 Appointment of Mgmt For For For
Independent
Proxy
15 Appointment of Auditor Mgmt For For For
16 Compensation Report Mgmt For For For
17 Board Compensation Mgmt For For For
18 Executive Compensation Mgmt For For For
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Innerworkings, Inc.
Ticker Security ID: Meeting Date Meeting Status
INWK CUSIP 45773Y105 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jack M. Greenberg Mgmt For For For
2 Elect Eric D. Belcher Mgmt For For For
3 Elect Charles K. Mgmt For For For
Bobrinskoy
4 Elect David Fisher Mgmt For For For
5 Elect J. Patrick Mgmt For For For
Gallagher,
Jr.
6 Elect Julie M. Howard Mgmt For For For
7 Elect Linda S. Wolf Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Innodata Inc.
Ticker Security ID: Meeting Date Meeting Status
INOD CUSIP 457642205 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack S. Abuhoff Mgmt For For For
1.2 Elect Haig S. Mgmt For For For
Bagerdjian
1.3 Elect Louise C. Mgmt For For For
Forlenza
1.4 Elect Stewart R. Massey Mgmt For For For
1.5 Elect Michael J. Opat Mgmt For For For
1.6 Elect Anthea C. Mgmt For For For
Stratigos
1.7 Elect Andargachew S. Mgmt For For For
Zelleke
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Innovative Solutions and Support, Inc.
Ticker Security ID: Meeting Date Meeting Status
ISSC CUSIP 45769N105 04/13/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Roger A. Carolin Mgmt For For For
1.2 Elect Glen R. Bressner Mgmt For For For
1.3 Elect Robert E. Mgmt For For For
Mittelstaedt,
Jr.
2 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Inogen Inc
Ticker Security ID: Meeting Date Meeting Status
INGN CUSIP 45780L104 05/11/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Heath Lukatch Mgmt For For For
1.2 Elect Raymond Mgmt For For For
Huggenberger
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Insteel Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
IIIN CUSIP 45774W108 02/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. Allen Rogers Mgmt For For For
II
1.2 Elect Jon M. Ruth Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Intermolecular Inc.
Ticker Security ID: Meeting Date Meeting Status
IMI CUSIP 45882D109 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce M. Mgmt For For For
McWilliams
1.2 Elect George M. Scalise Mgmt For For For
1.3 Elect Matthew Furnas Mgmt For For For
2 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Intevac, Inc.
Ticker Security ID: Meeting Date Meeting Status
IVAC CUSIP 461148108 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Norman H. Pond Mgmt For For For
1.2 Elect Wendell T. Mgmt For For For
Blonigan
1.3 Elect Matthew A. Mgmt For For For
Drapkin
1.4 Elect David S. Dury Mgmt For For For
1.5 Elect Thomas M. Rohrs Mgmt For Withhold Against
1.6 Elect John F. Schaefer Mgmt For For For
2 Amendment to the 2003 Mgmt For For For
Employee Stock
Purchase
Plan
3 Amendment to the 2012 Mgmt For Against Against
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
INTL FCStone Inc.
Ticker Security ID: Meeting Date Meeting Status
INTL CUSIP 46116V105 02/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul G. Anderson Mgmt For For For
1.2 Elect Scott J. Branch Mgmt For For For
1.3 Elect John M. Fowler Mgmt For For For
1.4 Elect Edward J. Mgmt For For For
Grzybowski
1.5 Elect Daryl K. Henze Mgmt For For For
1.6 Elect Bruce Krehbiel Mgmt For For For
1.7 Elect Sean M. O'Connor Mgmt For For For
1.8 Elect Eric Parthemore Mgmt For For For
1.9 Elect John Michael Mgmt For For For
Radziwill
2 Ratification of Auditor Mgmt For For For
3 2017 Restricted Stock Mgmt For For For
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 3 Years 3 Years For
Vote on Executive
Compensation
________________________________________________________________________________
Invacare Corporation
Ticker Security ID: Meeting Date Meeting Status
IVC CUSIP 461203101 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan H. Mgmt For For For
Alexander
1.2 Elect Marc M. Gibeley Mgmt For For For
1.3 Elect C. Martin Harris Mgmt For For For
1.4 Elect Michael J. Mgmt For For For
Merriman
1.5 Elect Matthew E. Mgmt For For For
Monaghan
1.6 Elect Clifford D. Mgmt For For For
Nastas
1.7 Elect Baiju R. Shah Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Invitae Corp
Ticker Security ID: Meeting Date Meeting Status
NVTA CUSIP 46185L103 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Geoffrey S. Mgmt For For For
Crouse
1.2 Elect Christine M. Mgmt For For For
Gorjanc
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
iRobot Corporation
Ticker Security ID: Meeting Date Meeting Status
IRBT CUSIP 462726100 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elisha W. Finney Mgmt For For For
1.2 Elect Andrew Miller Mgmt For For For
1.3 Elect Michelle V. Stacy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Elimination of Mgmt For For For
Supermajority
Requirement
4 Repeal of Classified Mgmt For For For
Board
5 Right to Call a Mgmt For For For
Special
Meeting
6 2017 Employee Stock Mgmt For For For
Purchase
Plan
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
IXYS Corporation
Ticker Security ID: Meeting Date Meeting Status
IXYS CUSIP 46600W106 08/26/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald L. Feucht Mgmt For For For
1.2 Elect Samuel Kory Mgmt For For For
1.3 Elect S. Joon Lee Mgmt For For For
1.4 Elect Timothy A. Mgmt For Withhold Against
Richardson
1.5 Elect Uzi Sasson Mgmt For Withhold Against
1.6 Elect James M. Thorburn Mgmt For For For
1.7 Elect Kenneth D. Wong Mgmt For For For
1.8 Elect Nathan Zommer Mgmt For For For
2 Approval of 2016 Mgmt For For For
Equity Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
IZEA, Inc.
Ticker Security ID: Meeting Date Meeting Status
IZEA CUSIP 46603N301 06/21/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward H. Murphy Mgmt For For For
1.2 Elect Ryan S. Schram Mgmt For For For
1.3 Elect Brian W. Brady Mgmt For For For
1.4 Elect John H. Caron Mgmt For For For
1.5 Elect Lindsay A. Mgmt For For For
Gardner
1.6 Elect Jill M. Golder Mgmt For For For
1.7 Elect Daniel R. Rua Mgmt For For For
2 Amendment to the 2011 Mgmt For For For
Equity Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
John B. Sanfilippo & Son, Inc.
Ticker Security ID: Meeting Date Meeting Status
JBSS CUSIP 800422107 11/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jim Edgar Mgmt For For For
1.2 Elect Ellen C. Taaffe Mgmt For For For
1.3 Elect Daniel M. Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
JZ Capital Partners
Ticker Security ID: Meeting Date Meeting Status
JZCP CINS G5216J134 05/16/2017 Voted
Meeting Type Country of Trade
Other Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
[Technical]
________________________________________________________________________________
JZ Capital Partners
Ticker Security ID: Meeting Date Meeting Status
JZCP CINS G5216J134 05/16/2017 Voted
Meeting Type Country of Trade
Special Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
2 Authority to Mgmt For For For
Repurchase
Shares
3 Authority to Mgmt For For For
Repurchase Shares
Off-Market (CFC
Buyback
Arrangement)
4 Related Party Mgmt For For For
Transactions (CFC
Buyback
Arrangement)
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
JZ Capital Partners
Ticker Security ID: Meeting Date Meeting Status
JZCP CINS G5216J134 06/27/2017 Voted
Meeting Type Country of Trade
Annual Guernsey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Mgmt For For For
Auditor's
Fees
4 Directors' Fees Mgmt For For For
5 Elect David Macfarlane Mgmt For For For
6 Elect Patrick Firth Mgmt For For For
7 Elect James Jordan Mgmt For For For
8 Elect Tanja Tibaldi Mgmt For For For
9 Elect Christopher Mgmt For For For
Waldron
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Kadant Inc.
Ticker Security ID: Meeting Date Meeting Status
KAI CUSIP 48282T104 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John M. Albertine Mgmt For For For
2 Elect Thomas C. Leonard Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Approval of the Annual Mgmt For For For
Cash Incentive
Plan
6 Amendment to the 2006 Mgmt For For For
Equity Incentive
Plan
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Keryx Biopharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
KERX CUSIP 492515101 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John P. Butler Mgmt For For For
1.2 Elect Kevin J. Cameron Mgmt For For For
1.3 Elect Steven Gilman Mgmt For For For
1.4 Elect Gregory P. Mgmt For For For
Madison
1.5 Elect Daniel P. Regan Mgmt For For For
1.6 Elect Michael T. Mgmt For For For
Heffernan
1.7 Elect Jodie P. Morrison Mgmt For For For
1.8 Elect Michael Rogers Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Amendment to Mgmt For For For
Certificate of
Incorporation
6 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Kforce Inc.
Ticker Security ID: Meeting Date Meeting Status
KFRC CUSIP 493732101 04/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John N. Allred Mgmt For For For
1.2 Elect Richard M. Mgmt For For For
Cocchiaro
1.3 Elect Ann E. Dunwoody Mgmt For For For
1.4 Elect A. Gordon Mgmt For For For
Tunstall
1.5 Elect Randall A Mehl Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Approval of the 2017 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Kirkland's, Inc.
Ticker Security ID: Meeting Date Meeting Status
KIRK CUSIP 497498105 06/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey C. Owen Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Knight Therapeutics Inc
Ticker Security ID: Meeting Date Meeting Status
GUD CUSIP 499053106 05/09/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James C. Gale Mgmt For For For
1.2 Elect Sarit Assouline Mgmt For For For
1.3 Elect Jonathan Ross Mgmt For For For
Goodman
1.4 Elect Meir Jakobsohn Mgmt For For For
1.5 Elect Robert Lande Mgmt For For For
1.6 Elect Samira Sakhia Mgmt For For For
1.7 Elect Sylvie Tendler Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Approval of the 2017 Mgmt For For For
Stock Option
Plan
4 Amendments to Articles Mgmt For Against Against
to Reduce
Quorum
________________________________________________________________________________
Kopin Corporation
Ticker Security ID: Meeting Date Meeting Status
KOPN CUSIP 500600101 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John C.C. Fan Mgmt For For For
1.2 Elect James K. Mgmt For For For
Brewington
1.3 Elect David E. Brook Mgmt For Withhold Against
1.4 Elect Andrew H. Chapman Mgmt For Withhold Against
1.5 Elect Morton Collins Mgmt For Withhold Against
1.6 Elect HSIEH Chi-Chia Mgmt For Withhold Against
1.7 Elect Michael J. Mgmt For Withhold Against
Landine
2 Amendment to the 2010 Mgmt For Against Against
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Kortek Corporation
Ticker Security ID: Meeting Date Meeting Status
052330 CINS Y49617106 03/23/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Elect CHUN Sung Yeol Mgmt For Against Against
3 Elect OH Kyu Hwan Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Corporate Auditors' Mgmt For For For
Fees
________________________________________________________________________________
Kulicke and Soffa Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
KLIC CUSIP 501242101 03/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Garrett E. Pierce Mgmt For For For
1.2 Elect Chin Hu Lim Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2017 Mgmt For For For
Equity
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
L.B. Foster Company
Ticker Security ID: Meeting Date Meeting Status
FSTR CUSIP 350060109 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert P. Bauer Mgmt For For For
1.2 Elect Lee B. Foster II Mgmt For For For
1.3 Elect Dirk Junge Mgmt For For For
1.4 Elect Diane B. Owen Mgmt For For For
1.5 Elect Robert S. Mgmt For For For
Purgason
1.6 Elect William H. Mgmt For For For
Rackoff
1.7 Elect Suzanne B. Mgmt For For For
Rowland
1.8 Elect Bradley S. Vizi Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Landauer, Inc.
Ticker Security ID: Meeting Date Meeting Status
LDR CUSIP 51476K103 02/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey A. Bailey Mgmt For For For
2 Elect William G. Mgmt For For For
Dempsey
3 Elect Teri Fontenot Mgmt For For For
4 Elect Michael P. Mgmt For For For
Kaminski
5 Elect Michael T. Mgmt For For For
Leatherman
6 Elect David E. Meador Mgmt For For For
7 Elect Frank B. Modruson Mgmt For For For
8 Elect Jeffrey A. Strong Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Landec Corporation
Ticker Security ID: Meeting Date Meeting Status
LNDC CUSIP 514766104 10/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gary T. Steele Mgmt For For For
1.2 Elect Steven D. Goldby Mgmt For For For
1.3 Elect Frederick Frank Mgmt For For For
1.4 Elect Catherine Angell Mgmt For For For
Sohn
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Layne Christensen Company
Ticker Security ID: Meeting Date Meeting Status
LAYN CUSIP 521050104 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A.B. Brown Mgmt For For For
1.2 Elect Michael J. Caliel Mgmt For For For
1.3 Elect J. Samuel Butler Mgmt For For For
1.4 Elect Nelson Obus Mgmt For For For
1.5 Elect Robert Gilmore Mgmt For For For
1.6 Elect John T. Nesser Mgmt For For For
III
1.7 Elect Alan P. Krusi Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Amendment to the 2006 Mgmt For For For
Equity Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
LCI Industries
Ticker Security ID: Meeting Date Meeting Status
LCII CUSIP 50189K103 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James F. Gero Mgmt For For For
1.2 Elect Frederick B. Mgmt For For For
Hegi,
Jr.
1.3 Elect David A. Reed Mgmt For For For
1.4 Elect John B. Lowe, Jr. Mgmt For Withhold Against
1.5 Elect Jason D. Lippert Mgmt For For For
1.6 Elect Brendan J. Deely Mgmt For For For
1.7 Elect Frank J. Crespo Mgmt For For For
1.8 Elect Kieran M. Mgmt For For For
O'Sullivan
1.9 Elect Tracy D. Graham Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Liberty Tax Inc
Ticker Security ID: Meeting Date Meeting Status
TAX CUSIP 53128T102 09/09/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John R. Garel Mgmt For For For
1.2 Elect Steven Ibbotson Mgmt For For For
1.3 Elect Ross N. Longfield Mgmt For For For
1.4 Elect George T. Robson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lifetime Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
LCUT CUSIP 53222Q103 06/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey Siegel Mgmt For For For
1.2 Elect Ronald Shiftan Mgmt For For For
1.3 Elect Craig Phillips Mgmt For For For
1.4 Elect Michael Jeary Mgmt For For For
1.5 Elect John Koegel Mgmt For For For
1.6 Elect Cherrie Nanninga Mgmt For For For
1.7 Elect Dennis E. Reaves Mgmt For For For
1.8 Elect Michael J. Regan Mgmt For For For
1.9 Elect Sara Genster Mgmt For For For
Robling
1.10 Elect William U. Mgmt For For For
Westerfield
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years Abstain Against
Vote on Executive
Compensation
5 Amendment to the 2000 Mgmt For For For
Incentive Bonus
Compensation
Plan
6 Amendment to the 2000 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
Lindblad Expeditions Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LIND CUSIP 535219109 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect L. Dyson Dryden Mgmt For For For
1.2 Elect John M. Fahey, Mgmt For For For
Jr.
1.3 Elect Catherine B. Mgmt For For For
Reynolds
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lindsay Corporation
Ticker Security ID: Meeting Date Meeting Status
LNN CUSIP 535555106 01/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael N. Mgmt For For For
Christodolou
1.2 Elect W. Thomas Mgmt For For For
Jagodinski
1.3 Elect David B. Rayburn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Lipocine Inc.
Ticker Security ID: Meeting Date Meeting Status
LPCN CUSIP 53630X104 06/13/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mahesh V. Patel Mgmt For For For
1.2 Elect Stephen A. Hill Mgmt For For For
1.3 Elect Jeffrey A. Fink Mgmt For For For
1.4 Elect John W. Higuchi Mgmt For For For
1.5 Elect Richard Dana Ono Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Live Oak Bancshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOB CUSIP 53803X105 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William H. Mgmt For For For
Cameron
1.2 Elect Diane B. Glossman Mgmt For For For
1.3 Elect Glen F. Hoffsis Mgmt For For For
1.4 Elect Howard K. Landis Mgmt For For For
III
1.5 Elect David G. Lucht Mgmt For For For
1.6 Elect James S. Mahan Mgmt For For For
III
1.7 Elect Miltom E. Petty Mgmt For For For
1.8 Elect Jerald L. Pullins Mgmt For For For
1.9 Elect Neil L. Underwood Mgmt For For For
1.10 Elect William L. Mgmt For For For
Williams
III
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
LRAD Corporation
Ticker Security ID: Meeting Date Meeting Status
LRAD CUSIP 50213V109 03/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott L. Anchin Mgmt For For For
1.2 Elect Laura M. Clague Mgmt For For For
1.3 Elect John G. Coburn Mgmt For For For
1.4 Elect Richard S. Mgmt For For For
Danforth
1.5 Elect Daniel H. Mgmt For For For
McCollum
1.6 Elect Richard H. Mgmt For For For
Osgood
III
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2015 Mgmt For For For
Equity Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
LSB Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
LXU CUSIP 502160104 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph E. Reece Mgmt For For For
1.2 Elect Daniel D. Mgmt For For For
Greenwell
1.3 Elect William F. Murdy Mgmt For For For
1.4 Elect Marran H. Ogilvie Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
LSI Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
LYTS CUSIP 50216C108 11/17/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert P. Beech Mgmt For For For
1.2 Elect Gary P. Kreider Mgmt For Withhold Against
1.3 Elect John K. Morgan Mgmt For For For
1.4 Elect Wilfred T. O'Gara Mgmt For For For
1.5 Elect James P. Sferra Mgmt For For For
1.6 Elect Robert A. Steele Mgmt For For For
1.7 Elect Dennis W. Wells Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2012 Mgmt For For For
Stock Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Luxfer Holdings PLC
Ticker Security ID: Meeting Date Meeting Status
LXFR CUSIP 550678106 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Remuneration Policy Mgmt For For For
(Binding)
4 Elect Adam L. Cohn Mgmt For For For
5 Elect Clive J. Snowdon Mgmt For For For
6 Elect Joseph A. Bonn Mgmt For For For
7 Elect Brian Kushner Mgmt For For For
8 Elect David F. Landless Mgmt For For For
9 Elect Brian G. Purves Mgmt For For For
10 Elect Andrew M. Beaden Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
________________________________________________________________________________
Lydall, Inc.
Ticker Security ID: Meeting Date Meeting Status
LDL CUSIP 550819106 04/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dale G. Barnhart Mgmt For For For
1.2 Elect Kathleen Burdett Mgmt For For For
1.3 Elect James J. Cannon Mgmt For For For
1.4 Elect Matthew T. Mgmt For For For
Farrell
1.5 Elect Marc T. Giles Mgmt For For For
1.6 Elect William D. Gurley Mgmt For For For
1.7 Elect Suzanne Hammett Mgmt For For For
1.8 Elect S. Carl Mgmt For For For
Soderstrom,
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MAG Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
MAG CUSIP 55903Q104 06/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter D. Barnes Mgmt For For For
1.2 Elect Richard P. Clark Mgmt For For For
1.3 Elect Richard M. Mgmt For For For
Colterjohn
1.4 Elect Jill D. Leversage Mgmt For For For
1.5 Elect Daniel T. Mgmt For For For
MacInnis
1.6 Elect George Paspalas Mgmt For For For
1.7 Elect Jonathan A. Mgmt For For For
Rubenstein
1.8 Elect Derek C. White Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Stock Mgmt For For For
Option
Plan
4 Amendment to Share Mgmt For For For
Unit
Plan
5 Amendment to Deferred Mgmt For For For
Share Unit
Plan
________________________________________________________________________________
Major Drilling Group International Inc.
Ticker Security ID: Meeting Date Meeting Status
MDI CUSIP 560909103 09/09/2016 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward J. Breiner Mgmt For For For
1.2 Elect Jean Desrosiers Mgmt For For For
1.3 Elect Fred J. Dyment Mgmt For For For
1.4 Elect David Fennell Mgmt For For For
1.5 Elect Denis Larocque Mgmt For For For
1.6 Elect Francis P. Mgmt For For For
McGuire
1.7 Elect Catherine Mgmt For For For
McLeod-Seltzer
1.8 Elect Janice Rennie Mgmt For For For
1.9 Elect David B. Tennant Mgmt For For For
1.10 Elect Jo Mark Zurel Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Shareholder Rights Plan Mgmt For For For
________________________________________________________________________________
Mammoth Energy Services Inc
Ticker Security ID: Meeting Date Meeting Status
TUSK CUSIP 56155L108 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc McCarthy Mgmt For For For
1.2 Elect Arty Straehla Mgmt For For For
1.3 Elect Paul Heerwagen Mgmt For For For
1.4 Elect Arthur L. Smith Mgmt For For For
1.5 Elect Andre Weiss Mgmt For For For
1.6 Elect Matthew Ross Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Manning & Napier, Inc.
Ticker Security ID: Meeting Date Meeting Status
MN CUSIP 56382Q102 06/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Manning Mgmt For For For
1.2 Elect Richard Goldberg Mgmt For For For
1.3 Elect Barbara Goodstein Mgmt For For For
1.4 Elect Edward J. Mgmt For For For
Pettinella
1.5 Elect Kenneth A. Mgmt For For For
Marvald
1.6 Elect Geoffrey Mgmt For For For
Rosenberger
1.7 Elect Edward George Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Marcus & Millichap, Inc.
Ticker Security ID: Meeting Date Meeting Status
MMI CUSIP 566324109 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Heesam Nadji Mgmt For For For
1.2 Elect Norma J. Lawrence Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2013 Mgmt For For For
Omnibus Equity
Incentive
Plan
________________________________________________________________________________
Marinemax, Inc.
Ticker Security ID: Meeting Date Meeting Status
HZO CUSIP 567908108 02/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael H. McLamb Mgmt For For For
2 Elect Evelyn V. Follit Mgmt For For For
3 Elect Clint Moore Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the 2011 Mgmt For For For
Stock-Based
Compensation
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Marten Transport, Ltd.
Ticker Security ID: Meeting Date Meeting Status
MRTN CUSIP 573075108 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Randolph L. Mgmt For For For
Marten
1.2 Elect Larry B. Hagness Mgmt For For For
1.3 Elect Thomas J. Winkel Mgmt For For For
1.4 Elect Jerry M. Bauer Mgmt For For For
1.5 Elect Robert L. Mgmt For For For
Demorest
1.6 Elect G. Larry Owens Mgmt For For For
1.7 Elect Ronald R. Booth Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Matrix Service Company
Ticker Security ID: Meeting Date Meeting Status
MTRX CUSIP 576853105 11/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John R. Hewitt Mgmt For For For
1.2 Elect Michael J. Hall Mgmt For For For
1.3 Elect John W. Gibson Mgmt For For For
1.4 Elect I. Edgar Hendrix Mgmt For For For
1.5 Elect Tom E. Maxwell Mgmt For For For
1.6 Elect Jim W. Mogg Mgmt For For For
1.7 Elect James H. Miller Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendments to the Mgmt For For For
Certificate of
Incorporation
Regarding Removal of
Directors
5 Approval of 2016 Stock Mgmt For For For
and Incentive
Plan
________________________________________________________________________________
McClatchy Company
Ticker Security ID: Meeting Date Meeting Status
MNI CUSIP 579489303 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elizabeth Mgmt For For For
Ballantine
1.2 Elect Clyde W. Ostler Mgmt For For For
1.3 Elect Maria Thomas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 3 Years For
Vote on Executive
Compensation
5 Amendment to the 2012 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Medley Management Inc.
Ticker Security ID: Meeting Date Meeting Status
MDLY CUSIP 58503T106 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brook Taube Mgmt For For For
1.2 Elect Seth Taube Mgmt For For For
1.3 Elect Jeffrey Tonkel Mgmt For For For
1.4 Elect James G. Eaton Mgmt For For For
1.5 Elect Jeffrey T. Leeds Mgmt For For For
1.6 Elect Guy Rounsaville, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mercury Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
MRCY CUSIP 589378108 10/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James K. Bass Mgmt For For For
1.2 Elect Michael A. Mgmt For For For
Daniels
2 Amendment to the 2005 Mgmt For Against Against
Stock Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mesa Laboratories, Inc.
Ticker Security ID: Meeting Date Meeting Status
MLAB CUSIP 59064R109 11/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael T. Brooks Mgmt For For For
1.2 Elect H. Stuart Mgmt For For For
Campbell
1.3 Elect Robert V. Dwyer Mgmt For For For
1.4 Elect Evan C. Guillemin Mgmt For For For
1.5 Elect David M. Kelly Mgmt For For For
1.6 Elect John B. Schmieder Mgmt For For For
1.7 Elect John J. Sullivan Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mindbody Inc
Ticker Security ID: Meeting Date Meeting Status
MB CUSIP 60255W105 06/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Court Cunningham Mgmt For For For
1.2 Elect Cipora Herman Mgmt For For For
1.3 Elect Eric Liaw Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mirati Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
MRTX CUSIP 60468T105 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles M. Baum Mgmt For For For
1.2 Elect Bruce L.A. Carter Mgmt For For For
1.3 Elect Henry J. Fuchs Mgmt For For For
1.4 Elect Michael Grey Mgmt For For For
1.5 Elect Craig Johnson Mgmt For For For
1.6 Elect Rodney W. Lappe Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Amendment to the 2013 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
Model N, Inc.
Ticker Security ID: Meeting Date Meeting Status
MODN CUSIP 607525102 02/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tim Adams Mgmt For For For
1.2 Elect David Bonnette Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MoneyGram International, Inc.
Ticker Security ID: Meeting Date Meeting Status
MGI CUSIP 60935Y208 05/16/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
MoneyGram International, Inc.
Ticker Security ID: Meeting Date Meeting Status
MGI CUSIP 60935Y208 06/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. Coley Clark Mgmt For For For
2 Elect Victor W. Dahir Mgmt For For For
3 Elect Antonio O. Mgmt For For For
Garza,
Jr.
4 Elect W. Alexander Mgmt For For For
Holmes
5 Elect Seth W. Lawry Mgmt For For For
6 Elect Pamela H. Patsley Mgmt For For For
7 Elect Michael P. Mgmt For For For
Rafferty
8 Elect Ganesh B. Rao Mgmt For For For
9 Elect W. Bruce Turner Mgmt For For For
10 Elect Peggy Vaughan Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
13 Frequency of Advisory Mgmt 3 Years Abstain Against
Vote on Executive
Compensation
________________________________________________________________________________
Monotype Imaging Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
TYPE CUSIP 61022P100 05/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert L. Lentz Mgmt For For For
2 Elect Douglas J. Shaw Mgmt For For For
3 Elect Peter J. Simone Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Amendment to the 2007 Mgmt For For For
Stock Option and
Incentive
Plan
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Motorcar Parts of America, Inc.
Ticker Security ID: Meeting Date Meeting Status
MPAA CUSIP 620071100 03/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Selwyn Joffe Mgmt For For For
2 Elect Scott J. Adelson Mgmt For For For
3 Elect Rudolph Borneo Mgmt For For For
4 Elect David Bryan Mgmt For For For
5 Elect Joseph Ferguson Mgmt For For For
6 Elect Philip Gay Mgmt For For For
7 Elect Duane Miller Mgmt For For For
8 Elect Jeffrey Mirvis Mgmt For For For
9 Elect Timothy D. Vargo Mgmt For For For
10 Elect Barbara L. Mgmt For For For
Whittaker
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
________________________________________________________________________________
MVC Capital, Inc.
Ticker Security ID: Meeting Date Meeting Status
MVC CUSIP 553829102 08/30/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Emilio Dominianni Mgmt For For For
1.2 Elect Phillip Goldstein Mgmt For For For
1.3 Elect Gerald Hellerman Mgmt For For For
1.4 Elect Warren Holtsberg Mgmt For For For
1.5 Elect Robert Knapp Mgmt For For For
1.6 Elect William Taylor Mgmt For For For
1.7 Elect Michael T. Tokarz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nanometrics Incorporated
Ticker Security ID: Meeting Date Meeting Status
NANO CUSIP 630077105 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Thomas Bentley Mgmt For For For
1.2 Elect Edward J. Brown Mgmt For For For
Jr.
1.3 Elect Robert G. Deuster Mgmt For For For
1.4 Elect Bruce C. Rhine Mgmt For For For
1.5 Elect Christopher A. Mgmt For For For
Seams
1.6 Elect Timothy J. Stultz Mgmt For For For
1.7 Elect Christine A. Mgmt For For For
Tsingos
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Approval of the 2017 Mgmt For For For
Executive Performance
Bonus
Plan
5 Amendment to the 2005 Mgmt For For For
Equity Incentive
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
National Research Corporation
Ticker Security ID: Meeting Date Meeting Status
NRCI CUSIP 637372202 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect JoAnn M. Martin Mgmt For For For
1.2 Elect Barbara J. Mowry Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Nautilus, Inc.
Ticker Security ID: Meeting Date Meeting Status
NLS CUSIP 63910B102 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald P. Badie Mgmt For For For
1.2 Elect Bruce M. Cazenave Mgmt For For For
1.3 Elect Richard A. Horn Mgmt For For For
1.4 Elect M. Carl Johnson, Mgmt For For For
III
1.5 Elect Anne G. Saunders Mgmt For For For
1.6 Elect Marvin G. Siegert Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Neogenomics, Inc.
Ticker Security ID: Meeting Date Meeting Status
NEO CUSIP 64049M209 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas M. Mgmt For For For
VanOort
2 Elect Steven C. Jones Mgmt For For For
3 Elect Kevin C. Johnson Mgmt For For For
4 Elect Raymond R. Hipp Mgmt For For For
5 Elect William J. Mgmt For For For
Robinson
6 Elect Bruce K. Crowther Mgmt For For For
7 Elect Lynn A. Tetrault Mgmt For For For
8 Elect Allison L. Hannah Mgmt For For For
9 Elect Kieran Murphy Mgmt For For For
10 Amendment to the Mgmt For For For
Equity Incentive
Plan
11 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NeoPhotonics Corporation
Ticker Security ID: Meeting Date Meeting Status
NPTN CUSIP 64051T100 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dmitry Akhanov Mgmt For For For
1.2 Elect Timothy S. Jenks Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years Abstain Against
Vote on Executive
Compensation
________________________________________________________________________________
Netlist, Inc.
Ticker Security ID: Meeting Date Meeting Status
NLST CUSIP 64118P109 05/31/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Chun Ki Hong Mgmt For For For
1.2 Elect Jeff Benck Mgmt For For For
1.3 Elect Charles F. Mgmt For For For
Cargile
1.4 Elect Jun S. Cho Mgmt For For For
1.5 Elect Kiho Choi Mgmt For For For
1.6 Elect Blake A. Welcher Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
New Media Investment Group Inc
Ticker Security ID: Meeting Date Meeting Status
NEWM CUSIP 64704V106 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wesley R. Edens Mgmt For For For
1.2 Elect Kevin Sheehan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Newpark Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
NR CUSIP 651718504 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David C. Anderson Mgmt For For For
1.2 Elect Anthony J. Best Mgmt For For For
1.3 Elect G. Stephen Finley Mgmt For For For
1.4 Elect Paul L. Howes Mgmt For For For
1.5 Elect Roderick A. Mgmt For For For
Larson
1.6 Elect Gary L. Warren Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Amendment to the 2015 Mgmt For For For
Employee Equity
Incentive
Plan
5 Amendment to the 2008 Mgmt For For For
Employee Stock
Purchase
Program
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NN, Inc.
Ticker Security ID: Meeting Date Meeting Status
NNBR CUSIP 629337106 05/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven T. Warshaw Mgmt For For For
1.2 Elect Carey A. Smith Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NN, Inc.
Ticker Security ID: Meeting Date Meeting Status
NNBR CUSIP 629337106 12/14/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 2016 Omnibus Incentive Mgmt For For For
Plan
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
North American Energy Partners Inc.
Ticker Security ID: Meeting Date Meeting Status
NOA CUSIP 656844107 04/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Martin Ferron Mgmt For For For
1.2 Elect Ronald A. Mgmt For For For
McIntosh
1.3 Elect William C. Oehmig Mgmt For For For
1.4 Elect Bryan Pinney Mgmt For For For
1.5 Elect Thomas P. Stan Mgmt For For For
1.6 Elect Jay W. Thornton Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Northwest Pipe Company
Ticker Security ID: Meeting Date Meeting Status
NWPX CUSIP 667746101 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michelle Mgmt For For For
Applebaum
1.2 Elect Michael C. Mgmt For For For
Franson
1.3 Elect Scott Montross Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nova Measuring Instruments Ltd.
Ticker Security ID: Meeting Date Meeting Status
NVMI CUSIP M7516K103 06/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Brunstein Mgmt For For For
2 Elect Alon Dumanis Mgmt For For For
3 Elect Avi Cohen Mgmt For For For
4 Elect Raanan Cohen Mgmt For For For
5 Elect Eli Fruchter Mgmt For For For
6 Elect Zehava Simon as Mgmt For For For
External
Director
7 Confirmation of Mgmt For Against Against
Non-Controlling
Shareholder
8 Revised Employment Mgmt For Abstain Against
Agreement with
CEO
9 Confirmation of Mgmt For Against Against
Non-Controlling
Shareholder
10 Liability Insurance of Mgmt For For For
Directors/Officers
11 Confirmation of Mgmt N/A Against N/A
Non-Controlling
Shareholder
12 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Novanta Inc
Ticker Security ID: Meeting Date Meeting Status
NOVT CUSIP 67000B104 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen W. Mgmt For For For
Bershad
1.2 Elect Dennis J. Fortino Mgmt For For For
1.3 Elect Matthijs Glastra Mgmt For For For
1.4 Elect Brian D King Mgmt For For For
1.5 Elect Ira J. Lamel Mgmt For For For
1.6 Elect Dominic A. Romeo Mgmt For For For
1.7 Elect Thomas N. Secor Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NV5 Global, Inc.
Ticker Security ID: Meeting Date Meeting Status
NVEE CUSIP 62945V109 06/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dickerson Wright Mgmt For For For
1.2 Elect Alexander A. Mgmt For For For
Hockman
1.3 Elect Donald C. Alford Mgmt For For For
1.4 Elect Jeffrey A. Liss Mgmt For For For
1.5 Elect William D. Pruitt Mgmt For For For
1.6 Elect Gerald J. Mgmt For For For
Salontai
1.7 Elect Francois Tardan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Oclaro, Inc.
Ticker Security ID: Meeting Date Meeting Status
OCLR CUSIP 67555N206 11/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kendall Cowan Mgmt For For For
1.2 Elect Joel A. Smith III Mgmt For For For
2 Amendment to the 2001 Mgmt For Against Against
Long-Term Stock
Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
OHA Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
OHAI CUSIP 67091U102 06/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Stern Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Olympic Steel, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZEUS CUSIP 68162K106 04/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael D. Siegal Mgmt For For For
1.2 Elect Arthur F. Anton Mgmt For For For
1.3 Elect Donald R. Mgmt For For For
McNeeley
1.4 Elect Michael G. Rippey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
OraSure Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
OSUR CUSIP 68554V108 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronny B. Mgmt For For For
Lancaster
1.2 Elect Ronald H. Spair Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Amendment to the Stock Mgmt For For For
Award
Plan
________________________________________________________________________________
ORBCOMM Inc.
Ticker Security ID: Meeting Date Meeting Status
ORBC CUSIP 68555P100 04/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc J. Eisenberg Mgmt For For For
1.2 Elect Timothy Kelleher Mgmt For For For
1.3 Elect John Major Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Orbotech Ltd.
Ticker Security ID: Meeting Date Meeting Status
ORBK CUSIP M75253100 06/29/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yochai Richter Mgmt For For For
2 Elect Yehudit Bronicki Mgmt For For For
3 Elect Dan Falk Mgmt For Against Against
4 Elect Miron Kenneth Mgmt For For For
5 Elect Jacob Richter Mgmt For For For
6 Elect Eliezer Tokman Mgmt For For For
7 Elect Shimon Ullman Mgmt For For For
8 Elect Arie Weisberg Mgmt For For For
9 Elect Michael J. Anghel Mgmt For Against Against
10 Declaration of Mgmt N/A Against N/A
Material
Interest
11 Elect Joseph Tenne Mgmt For For For
12 Declaration of Mgmt N/A Against N/A
Material
Interest
13 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Orbotech Ltd.
Ticker Security ID: Meeting Date Meeting Status
ORBK CUSIP M75253100 09/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yochai Richter Mgmt For For For
2 Elect Yehudit Bronicki Mgmt For For For
3 Elect Dan Falk Mgmt For Against Against
4 Elect Miron Kenneth Mgmt For For For
5 Elect Jacob Richter Mgmt For For For
6 Elect Eliezer Tokman Mgmt For For For
7 Elect Shimon Ullman Mgmt For For For
8 Elect Arie Weisberg Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Compensation Policy Mgmt For Against Against
11 Declaration of Mgmt N/A Against N/A
Material
Interest
12 CEO Equity Bonus Mgmt For Against Against
13 Declaration of Mgmt N/A Against N/A
Material
Interest
________________________________________________________________________________
Orion Energy Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
OESX CUSIP 686275108 08/03/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John H. Scribante Mgmt For For For
1.2 Elect James R. Kackley Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2016 Omnibus Incentive Mgmt For Against Against
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Panhandle Oil and Gas Inc.
Ticker Security ID: Meeting Date Meeting Status
PHX CUSIP 698477106 03/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Darryl G. Smette Mgmt For For For
1.2 Elect Mark T. Behrman Mgmt For For For
1.3 Elect Paul F. Mgmt For For For
Blanchard,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Patrick Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
PATK CUSIP 703343103 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph M. Cerulli Mgmt For For For
1.2 Elect Todd M. Cleveland Mgmt For For For
1.3 Elect John A. Forbes Mgmt For For For
1.4 Elect Paul E. Hassler Mgmt For For For
1.5 Elect Michael A. Kitson Mgmt For For For
1.6 Elect Andy L. Nemeth Mgmt For For For
1.7 Elect M. Scott Welch Mgmt For For For
1.8 Elect Walter E. Wells Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Amendment to the 2009 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Patriot Transportation Holding, Inc.
Ticker Security ID: Meeting Date Meeting Status
PATI CUSIP 70338W105 01/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John E. Anderson Mgmt For For For
1.2 Elect Edward L. Baker Mgmt For For For
1.3 Elect Thomas S. Baker Mgmt For For For
II
1.4 Elect Luke E. Mgmt For For For
Fichthorn
III
1.5 Elect Charles D. Hyman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PC Connection, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNXN CUSIP 69318J100 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patricia Gallup Mgmt For For For
1.2 Elect David Hall Mgmt For For For
1.3 Elect Joseph Baute Mgmt For For For
1.4 Elect David Mgmt For For For
Beffa-Negrini
1.5 Elect Barbara Duckett Mgmt For For For
1.6 Elect Jack Ferguson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PCTEL, Inc.
Ticker Security ID: Meeting Date Meeting Status
PCTI CUSIP 69325Q105 06/21/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven D. Levy Mgmt For For For
1.2 Elect Giacomo Marini Mgmt For For For
1.3 Elect David A. Neumann Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PDF Solutions, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDFS CUSIP 693282105 05/30/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph R. Bronson Mgmt For For For
1.2 Elect Marco Iansiti Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2011 Mgmt For Abstain Against
Stock Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Peapack-Gladstone Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
PGC CUSIP 704699107 04/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Finn M. W. Mgmt For For For
Caspersen,
Jr.
1.2 Elect Susan A. Cole Mgmt For For For
1.3 Elect Anthony J. Consi Mgmt For For For
II
1.4 Elect Richard Mgmt For For For
Daingerfield
1.5 Elect Edward A. Mgmt For For For
Gramigna,
Jr.
1.6 Elect Douglas L. Mgmt For For For
Kennedy
1.7 Elect F. Duffield Mgmt For For For
Meyercord
1.8 Elect John D. Kissel Mgmt For For For
1.9 Elect James R. Lamb Mgmt For For For
1.10 Elect Philip W. Smith Mgmt For For For
III
1.11 Elect Beth Welsh Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Perceptron, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRCP CUSIP 71361F100 11/10/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. Richard Marz Mgmt For For For
1.2 Elect John F. Bryant Mgmt For For For
1.3 Elect C. Richard Neely Mgmt For For For
1.4 Elect Robert S. Oswald Mgmt For For For
1.5 Elect James A. Ratigan Mgmt For For For
1.6 Elect Terryll R. Smith Mgmt For For For
1.7 Elect William C. Taylor Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pfeiffer Vacuum Technology AG
Ticker Security ID: Meeting Date Meeting Status
PFV CINS D6058X101 05/23/2017 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For Abstain Against
Management Board
Acts
7 Ratification of Mgmt For Abstain Against
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
PharMerica Corporation
Ticker Security ID: Meeting Date Meeting Status
PMC CUSIP 71714F104 06/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank E. Collins Mgmt For For For
1.2 Elect W. Robert Dahl, Mgmt For For For
Jr.
1.3 Elect Marjorie W. Dorr Mgmt For For For
1.4 Elect Patrick G. LePore Mgmt For For For
1.5 Elect Geoffrey G. Mgmt For For For
Meyers
1.6 Elect Robert A. Oakley Mgmt For For For
1.7 Elect Gregory S. Mgmt For For For
Weishar
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Photronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
PLAB CUSIP 719405102 03/07/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Walter M. Mgmt For For For
Fiederowicz
1.2 Elect Joseph A. Mgmt For For For
Fiorita,
Jr.
1.3 Elect Liang-Choo Hsia Mgmt For For For
1.4 Elect Dr. Peter S. Mgmt For For For
Kirlin
1.5 Elect Constantine S. Mgmt For For For
Macricostas
1.6 Elect George Mgmt For Withhold Against
Macricostas
1.7 Elect Mitchell G. Tyson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
PICO Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
PICO CUSIP 693366205 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory Bylinsky Mgmt For For For
2 Elect Andrew F. Cates Mgmt For For For
3 Elect Daniel B. Silvers Mgmt For Against Against
4 Elect Eric H. Speron Mgmt For For For
5 Elect Maxim C.W. Webb Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Combining the
Positions of Chair
and
CEO
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
9 Ratification of Auditor Mgmt For For For
10 Reincorporation from Mgmt For For For
California to
Delaware
11 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
PICO Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
PICO CUSIP 693366205 07/11/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Howard Brownstein Mgmt For For For
2 Elect Kenneth J. Mgmt For Against Against
Slepicka
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Reincorporation from Mgmt For For For
California to
Delaware
6 Eliminate Classified Mgmt For For For
Board
Structure
7 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Pioneer Energy Services Corp.
Ticker Security ID: Meeting Date Meeting Status
PES CUSIP 723664108 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dean A. Burkhardt Mgmt For For For
1.2 Elect Scott D. Urban Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Powell Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
POWL CUSIP 739128106 02/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eugene L. Butler Mgmt For For For
1.2 Elect Christopher E. Mgmt For For For
Cragg
1.3 Elect Bonnie V. Hancock Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Preformed Line Products Company
Ticker Security ID: Meeting Date Meeting Status
PLPC CUSIP 740444104 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Matthew D. Mgmt For For For
Frymier
1.2 Elect Richard R. Mgmt For For For
Gascoigne
1.3 Elect Maegan A. Ruhlman Mgmt For For For
1.4 Elect Robert G. Ruhlman Mgmt For For For
2 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years Abstain Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pretium Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
PVG CUSIP 74139C102 05/12/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Robert Mgmt For For For
Quartermain
2.2 Elect C. Noel Dunn Mgmt For For For
2.3 Elect Joseph J. Ovsenek Mgmt For For For
2.4 Elect George Paspalas Mgmt For For For
2.5 Elect Peter Birkey Mgmt For For For
2.6 Elect Shaoyang Shen Mgmt For For For
2.7 Elect Nicole S. Mgmt For For For
Adshead-Bell
2.8 Elect David Smith Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Primo Water Corporation
Ticker Security ID: Meeting Date Meeting Status
PRMW CUSIP 74165N105 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Billy D. Prim Mgmt For For For
1.2 Elect Jack C. Kilgore Mgmt For For For
2 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years Abstain Against
Vote on Executive
Compensation
4 Amendment to the 2010 Mgmt For Abstain Against
Omnibus Long-Term
Incentive
Plan
5 Amendment to the 2010 Mgmt For For For
Employee Stock
Purchase
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Progenics Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
PGNX CUSIP 743187106 06/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Crowley Mgmt For For For
2 Elect Mark R. Baker Mgmt For For For
3 Elect Bradley L. Mgmt For For For
Campbell
4 Elect Karen J. Ferrante Mgmt For For For
5 Elect Michael D. Mgmt For For For
Kishbauch
6 Elect David A. Mgmt For For For
Scheinberg
7 Elect Nicole S. Mgmt For For For
Williams
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PSI AG
Ticker Security ID: Meeting Date Meeting Status
PSAN CINS D6230L173 05/16/2017 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For For For
10 Supervisory Board Mgmt For For For
Members'
Fees
11 Elect Karsten Trippel Mgmt For For For
12 Elect Ulrich Wilhelm Mgmt For For For
Jaroni
13 Elect Andreas Bowing Mgmt For For For
14 Elect Uwe Hack Mgmt For For For
15 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
16 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
17 Change of Company Name Mgmt For For For
________________________________________________________________________________
Psychemedics Corporation
Ticker Security ID: Meeting Date Meeting Status
PMD CUSIP 744375205 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raymond C. Mgmt For For For
Kubacki
1.2 Elect A. Clinton Allen Mgmt For For For
1.3 Elect Harry F. Connick Mgmt For For For
1.4 Elect Walter S. Mgmt For For For
Tomenson,
Jr.
1.5 Elect Fred J. Weinert Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pzena Investment Management, Inc.
Ticker Security ID: Meeting Date Meeting Status
PZN CUSIP 74731Q103 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard S. Pzena Mgmt For For For
1.2 Elect John P. Goetz Mgmt For For For
1.3 Elect William L. Lipsey Mgmt For For For
1.4 Elect Steven M. Mgmt For For For
Galbraith
1.5 Elect Joel M. Mgmt For For For
Greenblatt
1.6 Elect Richard P. Mgmt For For For
Meyerowich
1.7 Elect Charles D. Mgmt For For For
Johnston
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years Abstain Against
Vote on Executive
Compensation
5 Amendment to the 2006 Mgmt For Abstain Against
PIM LLC Equity
Incentive
Plan
6 Amendment to the 2007 Mgmt For Abstain Against
Equity Incentive
Plan
7 Amended Certificate of Mgmt For For For
Incorporation
________________________________________________________________________________
Quaker Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
KWR CUSIP 747316107 05/10/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael F. Barry Mgmt For For For
1.2 Elect Robert E. Mgmt For For For
Chappell
1.3 Elect Robert H. Rock Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Queen City Investments Inc.
Ticker Security ID: Meeting Date Meeting Status
QUCT CUSIP 74823W109 08/23/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jerry Gross Mgmt For For For
1.2 Elect Whitney Latimer Mgmt For For For
1.3 Elect Randall Nicholson Mgmt For For For
1.4 Elect Darrel Van Es Mgmt For For For
1.5 Elect Daniel Walker Mgmt For For For
________________________________________________________________________________
QuinStreet, Inc.
Ticker Security ID: Meeting Date Meeting Status
QNST CUSIP 74874Q100 10/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stuart M. Mgmt For Withhold Against
Huizinga
1.2 Elect David J. Pauldine Mgmt For For For
1.3 Elect James Simons Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Raven Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
RAVN CUSIP 754212108 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jason M. Andringa Mgmt For For For
1.2 Elect David L. Chicoine Mgmt For For For
1.3 Elect Thomas S. Everist Mgmt For For For
1.4 Elect Mark E. Griffin Mgmt For For For
1.5 Elect Kevin T. Kirby Mgmt For For For
1.6 Elect Marc E. LeBaron Mgmt For For For
1.7 Elect Daniel A. Rykhus Mgmt For For For
1.8 Elect Heather A. Wilson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Renewal of the 2010 Mgmt For For For
Stock Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Realnetworks, Inc.
Ticker Security ID: Meeting Date Meeting Status
RNWK CUSIP 75605L708 09/19/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher R. Mgmt For For For
Jones
1.2 Elect Dawn G. Lepore Mgmt For For For
1.3 Elect Dominique Mgmt For For For
Trempont
1.4 Elect Bruce A. Jaffe Mgmt For For For
2 Approval of the Stock Mgmt For Against Against
Option Exchange
Program
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Red Lion Hotels Corporation
Ticker Security ID: Meeting Date Meeting Status
RLH CUSIP 756764106 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Raymond R. Mgmt For For For
Brandstrom
2 Elect James P. Evans Mgmt For For For
3 Elect Enrico Marini Mgmt For For For
Fichera
4 Elect Joseph B. Megibow Mgmt For For For
5 Elect Gregory T. Mount Mgmt For For For
6 Elect Bonny W Simi Mgmt For For For
7 Elect Michael Vernon Mgmt For For For
8 Elect Alexander Mgmt For For For
Washburn
9 Elect Robert G. Wolfe Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Approval of the Mgmt For For For
Executive Officers
Bonus
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Amendment to the 2015 Mgmt For Abstain Against
Stock Incentive
Plan
15 Amendment to the 2008 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Reis, Inc.
Ticker Security ID: Meeting Date Meeting Status
REIS CUSIP 75936P105 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lloyd Lynford Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Resources Connection, Inc.
Ticker Security ID: Meeting Date Meeting Status
RECN CUSIP 76122Q105 10/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anthony Cherbak Mgmt For For For
2 Elect Neil F. Dimick Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Revolution Lighting Technologies Inc
Ticker Security ID: Meeting Date Meeting Status
RVLT CUSIP 76155G206 05/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert V. LaPenta Mgmt For For For
1.2 Elect James A. DePalma Mgmt For For For
1.3 Elect William D. Ingram Mgmt For For For
1.4 Elect Dennis McCarthy Mgmt For For For
1.5 Elect Stephen G. Virtue Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2013 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Richardson Electronics, Ltd.
Ticker Security ID: Meeting Date Meeting Status
RELL CUSIP 763165107 10/04/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward J. Mgmt For For For
Richardson
1.2 Elect Paul J. Plante Mgmt For For For
1.3 Elect Jacques Belin Mgmt For For For
1.4 Elect James Benham Mgmt For For For
1.5 Elect Kenneth Halverson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
RMR Group Inc
Ticker Security ID: Meeting Date Meeting Status
RMR CUSIP 74967R106 03/29/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ann Logan Mgmt For For For
2 Elect Rosen Plevneliev Mgmt For For For
3 Elect Adam D. Portnoy Mgmt For For For
4 Elect Barry M. Portnoy Mgmt For For For
5 Elect Walter C. Watkins Mgmt For For For
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rogers Corporation
Ticker Security ID: Meeting Date Meeting Status
ROG CUSIP 775133101 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith L. Barnes Mgmt For For For
1.2 Elect Michael F. Barry Mgmt For For For
1.3 Elect Bruce D. Hoechner Mgmt For For For
1.4 Elect Carol R. Jensen Mgmt For For For
1.5 Elect Ganesh Moorthy Mgmt For For For
1.6 Elect Helene Simonet Mgmt For For For
1.7 Elect Peter C. Wallace Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
RPX Corporation
Ticker Security ID: Meeting Date Meeting Status
RPXC CUSIP 74972G103 06/13/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shelby W. Bonnie Mgmt For For For
2 Elect Sanford R. Mgmt For For For
Robertson
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
RPX Corporation
Ticker Security ID: Meeting Date Meeting Status
RPXC CUSIP 74972G103 07/08/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John A. Amster Mgmt For For For
1.2 Elect Steven L. Mgmt For For For
Fingerhood
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
San Juan Basin Royalty Trust
Ticker Security ID: Meeting Date Meeting Status
SJT CUSIP 798241105 09/21/2016 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Proposal ShrHoldr For TNA N/A
to Call a Special
Meeting
________________________________________________________________________________
San Juan Basin Royalty Trust
Ticker Security ID: Meeting Date Meeting Status
SJT CUSIP 798241105 09/21/2016 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Shareholder Proposal ShrHoldr N/A For N/A
to Call a Special
Meeting
________________________________________________________________________________
San Juan Basin Royalty Trust
Ticker Security ID: Meeting Date Meeting Status
SJT CUSIP 798241105 11/21/2016 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Removal of Compass Mgmt Against TNA N/A
Bank as Trustee of
the
Trust
2 Nomination of Mgmt Against TNA N/A
Southwest Bank as the
Successor Trustee of
the
Trust
3 Election of Southwest Mgmt Against TNA N/A
Bank as Trustee of
the
Trust
________________________________________________________________________________
San Juan Basin Royalty Trust
Ticker Security ID: Meeting Date Meeting Status
SJT CUSIP 798241105 11/21/2016 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Removal of Compass Mgmt N/A For N/A
Bank as Trustee of
the
Trust
2 Nomination of Mgmt N/A For N/A
Southwest Bank as the
Successor Trustee of
the
Trust
3 Election of Southwest Mgmt N/A For N/A
Bank as Trustee of
the
Trust
________________________________________________________________________________
Sangamo Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
SGMO CUSIP 800677106 06/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect H. Stewart Parker Mgmt For For For
2 Elect Robert F. Carey Mgmt For For For
3 Elect Stephen G. Dilly Mgmt For For For
4 Elect Alexander D. Mgmt For For For
Macrae
5 Elect Steven J. Mento Mgmt For For For
6 Elect Saira Ramasastry Mgmt For For For
7 Elect William Ringo Mgmt For For For
8 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
9 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SciQuest Inc.
Ticker Security ID: Meeting Date Meeting Status
SQI CUSIP 80908T101 07/26/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For For For
Golden
Parachutes
________________________________________________________________________________
SeaChange International, Inc.
Ticker Security ID: Meeting Date Meeting Status
SEAC CUSIP 811699107 07/13/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven Craddock Mgmt For For For
2 Elect William Francis Mgmt For For For
Markey,
III
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2011 Mgmt For For For
Compensation and
Equity Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SEBANG GLOBAL BATTERY CO.,LTD
Ticker Security ID: Meeting Date Meeting Status
004490 CINS Y2723M106 03/16/2017 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Mgmt For Against Against
Allocation of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For For For
(Slate)
4 Election of Audit Mgmt For For For
Committee Members
(Slate)
5 Directors' Fees Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Seneca Foods Corporation
Ticker Security ID: Meeting Date Meeting Status
SENEA CUSIP 817070105 07/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John P. Gaylord Mgmt For For For
1.2 Elect Susan A. Henry Mgmt For For For
1.3 Elect Susan W. Stuart Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Shizuoka Gas Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
9543 CINS J7444M100 03/22/2017 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Seigo Iwasaki Mgmt For For For
4 Elect Hiroshi Tonoya Mgmt For For For
5 Elect Hiroyuki Kishida Mgmt For For For
6 Elect Masakazu Endoh Mgmt For For For
7 Elect Shigeru Katsumata Mgmt For For For
8 Elect Akihiro Sugiyama Mgmt For For For
9 Elect Mitsunobu Kosugi Mgmt For For For
10 Elect Juichi Nozue Mgmt For For For
11 Elect Yoshikuni Kanai Mgmt For For For
12 Elect Katsunori Mgmt For For For
Nakanishi
13 Elect Hajime Nakai as Mgmt For For For
Statutory
Auditor
________________________________________________________________________________
Shoe Carnival, Inc.
Ticker Security ID: Meeting Date Meeting Status
SCVL CUSIP 824889109 06/13/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. Wayne Weaver Mgmt For For For
2 Elect Jeffrey C. Mgmt For For For
Gerstel
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Approval of the 2017 Mgmt For For For
Equity Incentive
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SIFCO Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
SIF CUSIP 826546103 01/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey P. Mgmt For For For
Gotschall
1.2 Elect Peter W. Knapper Mgmt For For For
1.3 Elect Donald C. Mgmt For Withhold Against
Molten,
Jr.
1.4 Elect Alayne L. Reitman Mgmt For Withhold Against
1.5 Elect Hudson D. Smith Mgmt For Withhold Against
1.6 Elect Mark J. Silk Mgmt For Withhold Against
1.7 Elect Norman E. Wells, Mgmt For Withhold Against
Jr.
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2016 Mgmt For For For
Amended and Restated
LTIP
________________________________________________________________________________
Sigma Designs, Inc.
Ticker Security ID: Meeting Date Meeting Status
SIGM CUSIP 826565103 08/18/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Michael Dodson Mgmt For For For
1.2 Elect Martin Manniche Mgmt For For For
1.3 Elect Pete Thompson Mgmt For For For
1.4 Elect Thinh Q. Tran Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
________________________________________________________________________________
Silicon Motion Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
SIMO CUSIP 82706C108 09/23/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Yung-Chien Wang Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Silvercrest Asset Management Group Inc
Ticker Security ID: Meeting Date Meeting Status
SAMG CUSIP 828359109 06/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian D. Dunn Mgmt For For For
1.2 Elect Wilmot H. Kidd Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Smith & Wesson Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
SWHC CUSIP 831756101 09/20/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barry M. Monheit Mgmt For For For
1.2 Elect Robert L. Scott Mgmt For For For
1.3 Elect Robert H. Brust Mgmt For For For
1.4 Elect P. James Debney Mgmt For For For
1.5 Elect John B. Furman Mgmt For For For
1.6 Elect Gregory J. Mgmt For For For
Gluchowski,
Jr
1.7 Elect Michael F. Golden Mgmt For For For
1.8 Elect Mitchell A. Saltz Mgmt For For For
1.9 Elect I. Marie Wadecki Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Smith & Wesson Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
SWHC CUSIP 831756101 12/13/2016 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Company Name Change Mgmt For For For
________________________________________________________________________________
Solium Capital Inc.
Ticker Security ID: Meeting Date Meeting Status
SUM CUSIP 83425Q105 06/01/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Shawn Abbott Mgmt For For For
1.2 Elect Michael G. Mgmt For For For
Broadfoot
1.3 Elect Laura A. Cillis Mgmt For For For
1.4 Elect Brian N. Craig Mgmt For For For
1.5 Elect Marcos A. Lopez Mgmt For For For
1.6 Elect Colleen J. Mgmt For For For
Moorehead
1.7 Elect Tom P. Muir Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Sprott Inc.
Ticker Security ID: Meeting Date Meeting Status
SII CUSIP 852066109 05/10/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald Dewhurst Mgmt For For For
1.2 Elect Marc Faber Mgmt For For For
1.3 Elect Peter Grosskopf Mgmt For For For
1.4 Elect Jack C. Lee Mgmt For For For
1.5 Elect Sharon Ranson Mgmt For For For
1.6 Elect James T. Roddy Mgmt For For For
1.7 Elect Arthur R. Rule IV Mgmt For For For
1.8 Elect Rosemary Zigrossi Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Stock Option Plan Mgmt For For For
Renewal
4 Employee Profit Mgmt For For For
Sharing Plan
Renewal
5 Equity Incentive Plan Mgmt For For For
Renewal
________________________________________________________________________________
Stage Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
SSI CUSIP 85254C305 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan J. Barocas Mgmt For For For
2 Elect Elaine D. Crowley Mgmt For For For
3 Elect Diane M. Ellis Mgmt For For For
4 Elect Michael L. Glazer Mgmt For For For
5 Elect Earl J. Mgmt For For For
Hesterberg,
Jr.
6 Elect Lisa R. Kranc Mgmt For For For
7 Elect William J. Mgmt For For For
Montgoris
8 Elect C. Clayton Reasor Mgmt For For For
9 Approval of the 2017 Mgmt For For For
Long-Term Incentive
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Stamps.com Inc.
Ticker Security ID: Meeting Date Meeting Status
STMP CUSIP 852857200 06/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth McBride Mgmt For For For
1.2 Elect Theodore R. Mgmt For For For
Samuels
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Standard Motor Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
SMP CUSIP 853666105 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John P. Gethin Mgmt For For For
1.2 Elect Pamela Forbes Mgmt For For For
Lieberman
1.3 Elect Patrick S. Mgmt For For For
McClymont
1.4 Elect Joseph W. Mgmt For For For
McDonnell
1.5 Elect Alisa C. Norris Mgmt For For For
1.6 Elect Eric P. Sills Mgmt For For For
1.7 Elect Lawrence I. Sills Mgmt For For For
1.8 Elect Frederick D. Mgmt For For For
Sturdivant
1.9 Elect William H. Turner Mgmt For For For
1.10 Elect Richard S. Ward Mgmt For For For
1.11 Elect Roger M. Widmann Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Stanley Furniture Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLY CUSIP 854305208 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey S. Mgmt For For For
Gilliam
1.2 Elect Steven A. Hale Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 NOL Shareholder Rights Mgmt For For For
Plan
5 Reapproval of Material Mgmt For For For
Terms under the 2012
Incentive
Compensation
Plan
________________________________________________________________________________
State Auto Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
STFC CUSIP 855707105 05/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David R. Meuse Mgmt For For For
1.2 Elect S. Elaine Roberts Mgmt For For For
1.3 Elect Kym M. Hubbard Mgmt For For For
2 Approval of the 2017 Mgmt For For For
Long-Term Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
StealthGas, Inc.
Ticker Security ID: Meeting Date Meeting Status
GASS CUSIP Y81669106 09/14/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael G. Mgmt For For For
Jolliffe
1.2 Elect John Kostoyannis Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Stoneridge, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRI CUSIP 86183P102 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jonathan B. Mgmt For For For
DeGaynor
1.2 Elect Jeffrey P. Draime Mgmt For For For
1.3 Elect Douglas C. Jacobs Mgmt For For For
1.4 Elect Ira C. Kaplan Mgmt For For For
1.5 Elect Kim Korth Mgmt For For For
1.6 Elect William M. Lasky Mgmt For For For
1.7 Elect George S. Mayes, Mgmt For For For
Jr.
1.8 Elect Paul J. Schlather Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Stratec Biomedical AG
Ticker Security ID: Meeting Date Meeting Status
SBS CINS D8171G205 06/14/2017 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Appointment of Auditor Mgmt For For For
10 Elect Rainer Baule as Mgmt For For For
Supervisory Board
Member
11 Approval of Mgmt For For For
Intra-Company Control
Agreement with
STRATEC PS HOLDING
GmbH
________________________________________________________________________________
Sun Hydraulics Corporation
Ticker Security ID: Meeting Date Meeting Status
SNHY CUSIP 866942105 06/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christine L. Mgmt For For For
Koski
1.2 Elect Alexander Schuetz Mgmt For For For
1.3 Elect Douglas M. Britt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
SunOpta Inc.
Ticker Security ID: Meeting Date Meeting Status
STKL CUSIP 8676EP108 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Margaret Shan Mgmt For For For
Atkins
2 Elect Albert D. Bolles Mgmt For For For
3 Elect David J. Colo Mgmt For For For
4 Elect Michael Detlefsen Mgmt For For For
5 Elect Dean Hollis Mgmt For For For
6 Elect Katrina Houde Mgmt For For For
7 Elect Brendan B. Mgmt For For For
Springstubb
8 Elect Gregg A. Tanner Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendment to the 2013 Mgmt For For For
Stock Incentive
Plan
12 The Preferred Stock Mgmt For For For
Resolution
________________________________________________________________________________
Surmodics, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRDX CUSIP 868873100 02/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jose H. Bedoya Mgmt For For For
1.2 Elect Susan E. Knight Mgmt For For For
2 Set Board Size Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Syneron Medical Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELOS CUSIP M87245102 06/15/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 1A. ARE YOU MERGER Mgmt N/A Against N/A
SUB, PARENT, OR A
PERSON OR ENTITY,
DIRECTLY OR
INDIRECTLY, HOLDING
AT LEAST 25% OF THE
MEANS OF CONTROL OF
MERGER SUB OR PARENT,
OR ANYONE ACTING ON
BEHALF OF MERGER SUB,
PARENT OR A PERSON OR
ENTITY DESCRIBED IN
THE PREVIOUS CLAUSE,
INCLUDING ANY OF
THEIR AFFILIATES (YOU
MUST MARK THIS ITEM
1A FOR YOUR VOTE TO
BE COUNTED)? MARK FOR
= YES OR AGAINST =
NO.
________________________________________________________________________________
Syneron Medical Ltd.
Ticker Security ID: Meeting Date Meeting Status
ELOS CUSIP M87245102 09/12/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Stephen J. Mgmt For For For
Fanning
3 Elect Yaffa Krindel Mgmt For For For
4 Elect Michael J. Anghel Mgmt For Against Against
5 Declaration of Mgmt N/A Against N/A
Material
Interest
6 Elect Dan Suesskind Mgmt For For For
7 Declaration of Mgmt N/A Against N/A
Material
Interest
8 Compensation Policy Mgmt For Against Against
9 Declaration of Mgmt N/A Against N/A
Material
Interest
10 Equity Grants of Mgmt For For For
Non-Executive
Directors
________________________________________________________________________________
Team, Inc.
Ticker Security ID: Meeting Date Meeting Status
TISI CUSIP 878155100 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Louis A. Waters Mgmt For For For
1.2 Elect Jeffery G. Davis Mgmt For For For
1.3 Elect Gary G. Yesavage Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Approval of the Mgmt For For For
Amended and Restated
Executive Incentive
Compensation
Plan
________________________________________________________________________________
TearLab Corporation
Ticker Security ID: Meeting Date Meeting Status
TEAR CUSIP 878193101 02/23/2017 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reverse Stock Split Mgmt For For For
________________________________________________________________________________
TearLab Corporation
Ticker Security ID: Meeting Date Meeting Status
TEAR CUSIP 878193200 06/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elias Vamvakas Mgmt For For For
1.2 Elect Anthony E. Altig Mgmt For For For
1.3 Elect Thomas N. Mgmt For For For
Davidson,
Jr.
1.4 Elect Adrienne Graves Mgmt For For For
1.5 Elect Joseph Jensen Mgmt For For For
1.6 Elect Paul M. Karpecki Mgmt For For For
1.7 Elect Richard L. Mgmt For For For
Lindstrom
1.8 Elect Donald Rindell Mgmt For For For
1.9 Elect Brock Wright Mgmt For For For
2 Amendment to the 2002 Mgmt For For For
Stock Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tejon Ranch Co.
Ticker Security ID: Meeting Date Meeting Status
TRC CUSIP 879080109 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory S. Bielli Mgmt For For For
1.2 Elect Anthony L. Leggio Mgmt For For For
1.3 Elect Norman Metcalfe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Tennant Company
Ticker Security ID: Meeting Date Meeting Status
TNC CUSIP 880345103 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carol S. Eicher Mgmt For For For
1.2 Elect Donal L. Mulligan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Approval of the 2017 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
TerraVest Capital Inc.
Ticker Security ID: Meeting Date Meeting Status
TVK CUSIP 88104J108 02/08/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Blair A. Cook Mgmt For For For
1.2 Elect Dustin Haw Mgmt For For For
1.3 Elect Dale H. Laniuk Mgmt For For For
1.4 Elect Charles Pellerin Mgmt For For For
1.5 Elect Rocco Rossi Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Tesco Corporation
Ticker Security ID: Meeting Date Meeting Status
TESO CUSIP 88157K101 05/16/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fernando R. Mgmt For For For
Assing
2 Elect John P. Dielwart Mgmt For For For
3 Elect R. Vance Milligan Mgmt For For For
4 Elect Douglas R. Ramsay Mgmt For For For
5 Elect Rose M. Robeson Mgmt For For For
6 Elect Elijio V. Serrano Mgmt For For For
7 Elect Michael W. Mgmt For For For
Sutherlin
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
11 Approval of the 2017 Mgmt For For For
Long-Term Incentive
Plan
________________________________________________________________________________
The Bank of N.T. Butterfield & Son Limited
Ticker Security ID: Meeting Date Meeting Status
NTB CUSIP G0772R208 04/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Board Size Mgmt For For For
4 Elect E. Barclay Mgmt For For For
Simmons
5 Elect Michael Collins Mgmt For For For
6 Elect Alastair W.S. Mgmt For For For
Barbour
7 Elect James Burr Mgmt For For For
8 Elect Caroline Foulger Mgmt For For For
9 Elect Conor O'Dea Mgmt For For For
10 Elect Wolfgang Mgmt For For For
Schoellkopf
11 Elect John R. Wright Mgmt For For For
12 Elect David K. Zwiener Mgmt For For For
13 Authority to Fill Mgmt For For For
Vacancies
14 Authority to Issue Mgmt For Abstain Against
Treasury Shares and
Unissued Authorized
Capital
________________________________________________________________________________
The Bank of N.T. Butterfield & Son Limited
Ticker Security ID: Meeting Date Meeting Status
NTB.BH CINS G0772R109 08/30/2016 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Capital Mgmt For Abstain Against
Restructuring
2 Amendments to By-Laws Mgmt For Abstain Against
________________________________________________________________________________
The Eastern Company
Ticker Security ID: Meeting Date Meeting Status
EML CUSIP 276317104 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John W. Everets Mgmt For For For
1.2 Elect August M. Vlak Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years Abstain Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Hackett Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCKT CUSIP 404609109 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John R. Harris Mgmt For For For
2 Amendment to the 1998 Mgmt For For For
Stock Option and
Incentive
Plan
3 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
4 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The J.G. Wentworth Company
Ticker Security ID: Meeting Date Meeting Status
JGWE CUSIP 46618D108 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alexander R. Mgmt For For For
Castaldi
1.2 Elect Robert C. Griffin Mgmt For For For
1.3 Elect Robert N. Pomroy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Monarch Cement Company
Ticker Security ID: Meeting Date Meeting Status
MCEM CUSIP 609031307 04/12/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David L. Deffner Mgmt For For For
1.2 Elect Gayle C. McMillen Mgmt For For For
1.3 Elect Steve W. Sloan Mgmt For For For
________________________________________________________________________________
The Rubicon Project Inc.
Ticker Security ID: Meeting Date Meeting Status
RUBI CUSIP 78112V102 05/23/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lewis W. Coleman Mgmt For For For
2 Elect Lisa L. Troe Mgmt For For For
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Theravance Biopharma, Inc.
Ticker Security ID: Meeting Date Meeting Status
TBPH CUSIP G8807B106 05/17/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dean J. Mitchell Mgmt For For For
2 Elect Peter S. Ringrose Mgmt For For For
3 Elect George M. Mgmt For For For
Whitesides
4 Elect William D. Young Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 3 Years Abstain Against
Vote on Executive
Compensation
________________________________________________________________________________
Titan International, Inc.
Ticker Security ID: Meeting Date Meeting Status
TWI CUSIP 88830M102 06/14/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard M. Mgmt For For For
Cashin,
Jr.
1.2 Elect Gary L. Cowger Mgmt For For For
1.3 Elect Albert J. Febbo Mgmt For For For
1.4 Elect Peter B. McNitt Mgmt For For For
1.5 Elect Mark H. Rachesky Mgmt For For For
1.6 Elect Maurice M. Mgmt For For For
Taylor,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Travelcenters of America LLC
Ticker Security ID: Meeting Date Meeting Status
TA CUSIP 894174101 05/19/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph L. Morea Mgmt For For For
2 Elect Barry M. Portnoy Mgmt For For For
3 Management Incentive Mgmt For For For
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Trecora Resources
Ticker Security ID: Meeting Date Meeting Status
TREC CUSIP 894648104 06/15/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Nicholas N. Mgmt For For For
Carter
1.2 Elect Joseph P. Palm Mgmt For For For
1.3 Elect Pamela R. Butcher Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Amendment to the 2012 Mgmt For For For
Incentive
Plan
6 Approval of Awards Mgmt For For For
Granted Pursuant to
the Incentive
Plan
7 Ratify Adoption of Mgmt For For For
Incentive Plan
Resolutions
________________________________________________________________________________
Twin Disc, Incorporated
Ticker Security ID: Meeting Date Meeting Status
TWIN CUSIP 901476101 10/28/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John H. Batten Mgmt For For For
1.2 Elect Harold M. Mgmt For For For
Stratton
II
1.3 Elect Michael C. Smiley Mgmt For For For
1.4 Elect David W. Johnson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
U.S. Concrete, Inc.
Ticker Security ID: Meeting Date Meeting Status
USCR CUSIP 90333L201 05/18/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eugene I. Davis Mgmt For Against Against
2 Elect William J. Mgmt For For For
Sandbrook
3 Elect Kurt M. Cellar Mgmt For For For
4 Elect Michael D. Lundin Mgmt For For For
5 Elect Robert M. Rayner Mgmt For For For
6 Elect Colin M. Mgmt For Against Against
Sutherland
7 Elect Theodore P. Rossi Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Approval of the 2017 Mgmt For For For
Cash Incentive
Plan
________________________________________________________________________________
UFP Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
UFPT CUSIP 902673102 06/06/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert W. Mgmt For For For
Pierce,
Jr.
1.2 Elect Daniel C. Croteau Mgmt For For For
1.3 Elect Cynthia Feldmann Mgmt For For For
2 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ultra Clean Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
UCTT CUSIP 90385V107 05/24/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Clarence L. Mgmt For For For
Granger
2 Elect James P. Mgmt For For For
Scholhamer
3 Elect David T. ibnAle Mgmt For For For
4 Elect Leonid Mezhvinsky Mgmt For For For
5 Elect Emily Maddox Mgmt For For For
Liggett
6 Elect Thomas T. Edman Mgmt For For For
7 Elect Barbara V. Mgmt For For For
Scherer
8 Elect Jeffrey S. Mgmt For For For
Andreson
9 Amendment to the Stock Mgmt For For For
Incentive
Plan
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Uni-Select Inc.
Ticker Security ID: Meeting Date Meeting Status
UNS CUSIP 90457D100 05/04/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Henry Buckley Mgmt For For For
1.2 Elect Michelle Ann Mgmt For For For
Cormier
1.3 Elect Andre Courville Mgmt For For For
1.4 Elect Patricia Mgmt For For For
Curadeau-Grou
1.5 Elect Jeffrey Ian Hall Mgmt For For For
1.6 Elect Richard L. Mgmt For For For
Keister
1.7 Elect Robert Molenaar Mgmt For For For
1.8 Elect Richard G. Roy Mgmt For For For
1.9 Elect Dennis M. Mgmt For For For
Welvaert
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Unique Fabricating, Inc.
Ticker Security ID: Meeting Date Meeting Status
UFAB CUSIP 90915J103 06/08/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul Frascoia Mgmt For For For
1.2 Elect Donn Viola Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Universal Electronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
UEIC CUSIP 913483103 06/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul D. Arling Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Universal Logistics Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ULH CUSIP 91388P105 04/27/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Grant E Belanger Mgmt For For For
1.2 Elect Frederick P. Mgmt For For For
Calderone
1.3 Elect Joseph J. Mgmt For For For
Casaroll
1.4 Elect Daniel J. Deane Mgmt For For For
1.5 Elect Manuel J. Moroun Mgmt For For For
1.6 Elect Matthew T. Moroun Mgmt For For For
1.7 Elect Michael A. Regan Mgmt For For For
1.8 Elect Jefferey A. Mgmt For For For
Rogers
1.9 Elect Daniel C. Mgmt For For For
Sullivan
1.10 Elect Richard P. Urban Mgmt For For For
1.11 Elect H.E. Wolfe Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years Abstain Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Universal Stainless & Alloy Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
USAP CUSIP 913837100 05/03/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher L Mgmt For For For
Ayers
1.2 Elect Douglass M. Dunn Mgmt For For For
1.3 Elect M. David Mgmt For For For
Kornblatt
1.4 Elect Dennis M. Oates Mgmt For For For
1.5 Elect Udi Toledano Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Approval of the 2017 Mgmt For For For
Equity Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Universal Technical Institute, Inc.
Ticker Security ID: Meeting Date Meeting Status
UTI CUSIP 913915104 03/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David A. Mgmt For For For
Blaszkiewicz
2 Elect Conrad A. Conrad Mgmt For For For
3 Elect Kimberly J. Mgmt For For For
McWaters
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
7 Amendment to the 2003 Mgmt For Against Against
Incentive
Compensation
Plan
________________________________________________________________________________
Urbana Corporation
Ticker Security ID: Meeting Date Meeting Status
URB CUSIP 91707P109 05/10/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas S. Mgmt For For For
Caldwell
1.2 Elect Bethann Colle Mgmt For For For
1.3 Elect George D. Elliott Mgmt For For For
1.4 Elect Michael B.C. Mgmt For For For
Gundy
1.5 Elect Charles A.V. Mgmt For For For
Pennock
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Utah Medical Products, Inc.
Ticker Security ID: Meeting Date Meeting Status
UTMD CUSIP 917488108 05/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ernst G. Hoyer Mgmt For For For
1.2 Elect James H. Beeson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Value Line, Inc.
Ticker Security ID: Meeting Date Meeting Status
VALU CUSIP 920437100 09/29/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Howard A. Brecher Mgmt For For For
1.2 Elect Stephen R. Mgmt For For For
Anastasio
1.3 Elect Mary Bernstein Mgmt For For For
1.4 Elect Alfred R. Fiore Mgmt For For For
1.5 Elect Stephen P. Davis Mgmt For For For
1.6 Elect Glenn J. Muenzer Mgmt For For For
________________________________________________________________________________
Varonis Systems Inc
Ticker Security ID: Meeting Date Meeting Status
VRNS CUSIP 922280102 05/05/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Yakov Faitelson Mgmt For For For
1.2 Elect Ohad Korkus Mgmt For For For
1.3 Elect Thomas F. Mendoza Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Veeco Instruments Inc.
Ticker Security ID: Meeting Date Meeting Status
VECO CUSIP 922417100 05/04/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kathleen A. Mgmt For For For
Bayless
1.2 Elect Gordon Hunter Mgmt For For For
1.3 Elect Peter J. Simone Mgmt For For For
2 Advisory Vote on Mgmt For Abstain Against
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Victoria Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
VIT CUSIP 92625W101 08/08/2016 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Terence S. Harvey Mgmt For For For
2.2 Elect John McConnell Mgmt For For For
2.3 Elect Christopher Hill Mgmt For For For
2.4 Elect Leendert Krol Mgmt For For For
2.5 Elect Michael D. Mgmt For For For
McInnis
2.6 Elect Heather White Mgmt For For For
2.7 Elect Patrick Downey Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Stock Option Plan Mgmt For For For
Renewal
________________________________________________________________________________
Virtu Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
VIRT CUSIP 928254101 06/30/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Douglas A. Cifu Mgmt For For For
1.2 Elect John F. Sandner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2015 Mgmt For For For
Management Incentive
Plan
________________________________________________________________________________
Vishay Precision Group Inc.
Ticker Security ID: Meeting Date Meeting Status
VPG CUSIP 92835K103 05/25/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc Zandman Mgmt For For For
1.2 Elect Janet M. Clarke Mgmt For For For
1.3 Elect Saul V. Reibstein Mgmt For For For
1.4 Elect Timothy V. Mgmt For For For
Talbert
1.5 Elect Ziv Shoshani Mgmt For For For
1.6 Elect Cary B. Wood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
________________________________________________________________________________
Vocera Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
VCRA CUSIP 92857F107 06/02/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Burkland Mgmt For For For
2 Elect John B. Grotting Mgmt For For For
3 Elect Howard E. Janzen Mgmt For For For
4 Elect Alexa King Mgmt For For For
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
West Marine, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMAR CUSIP 954235107 06/01/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Barbara L. Rambo Mgmt For For For
2 Elect Matthew L. Hyde Mgmt For For For
3 Elect Dennis F. Madsen Mgmt For For For
4 Elect James F. Mgmt For For For
Nordstrom
Jr.
5 Elect Robert D. Olsen Mgmt For For For
6 Elect Randolph K. Mgmt For For For
Repass
7 Elect Alice M. Richter Mgmt For For For
8 Elect Christiana Shi Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Amendment to the Mgmt For For For
Omnibus Equity
Incentive
Plan
13 Amendment to the Stock Mgmt For For For
Buying
Plan
________________________________________________________________________________
Westaim Corporation
Ticker Security ID: Meeting Date Meeting Status
WED CUSIP 956909303 05/18/2017 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen R. Cole Mgmt For For For
1.2 Elect Ian W. Delaney Mgmt For For For
1.3 Elect John Gildner Mgmt For For For
1.4 Elect J. Cameron Mgmt For For For
MacDonald
1.5 Elect Peter H. Puccetti Mgmt For For For
1.6 Elect Bruce V. Walter Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Incentive Stock Option Mgmt For For For
Plan
Renewal
________________________________________________________________________________
Westport Fuel Systems Inc.
Ticker Security ID: Meeting Date Meeting Status
WPRT CUSIP 960908309 06/28/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brenda J. Eprile Mgmt For For For
1.2 Elect Warren J. Baker Mgmt For For For
1.3 Elect Nancy S. Gougarty Mgmt For For For
1.4 Elect Anthony Harris Mgmt For For For
1.5 Elect Colin S. Johnston Mgmt For For For
1.6 Elect Scott Mackie Mgmt For For For
1.7 Elect Rodney T. Nunn Mgmt For For For
1.8 Elect Peter M. Yu Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Westwood Holdings Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
WHG CUSIP 961765104 04/26/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian O. Casey Mgmt For For For
1.2 Elect Richard M. Frank Mgmt For For For
1.3 Elect Susan M. Byrne Mgmt For For For
1.4 Elect Ellen H. Mgmt For For For
Masterson
1.5 Elect Robert D. McTeer Mgmt For For For
1.6 Elect Geoffrey R. Mgmt For For For
Norman
1.7 Elect Martin J. Weiland Mgmt For For For
1.8 Elect Raymond E. Mgmt For For For
Wooldridge
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Stock Mgmt For For For
Incentive
Plan
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Amendments to Mgmt For For For
Certificate of
Incorporation
Regarding Removal of
Directors Without
Cause
________________________________________________________________________________
Weyco Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
WEYS CUSIP 962149100 05/09/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas W. Mgmt For For For
Florsheim,
Jr.
1.2 Elect Robert Feitler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2017 Mgmt For For For
Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 3 Years Abstain Against
Vote on Executive
Compensation
________________________________________________________________________________
Xcerra Corporation
Ticker Security ID: Meeting Date Meeting Status
XCRA CUSIP 98400J108 12/07/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mark S. Ain Mgmt For For For
2 Elect Jorge Titinger Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
YGM Trading Limited
Ticker Security ID: Meeting Date Meeting Status
0375 CINS Y98250106 04/19/2017 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Divestiture Mgmt For For For
________________________________________________________________________________
YGM Trading Limited
Ticker Security ID: Meeting Date Meeting Status
0375 CINS Y98250106 09/14/2016 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Samuel CHAN Mgmt For For For
Wing
Sun
6 Elect Andrew CHAN Mgmt For For For
7 Elect CHAN Wing Kee Mgmt For For For
8 Elect CHOI Ting Ki Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
12 Authority to Mgmt For For For
Repurchase
Shares
13 Authority to Issue Mgmt For For For
Repurchased
Shares
________________________________________________________________________________
Zafgen Inc
Ticker Security ID: Meeting Date Meeting Status
ZFGN CUSIP 98885E103 06/21/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas E. Hughes Mgmt For For For
1.2 Elect John L. LaMattina Mgmt For For For
1.3 Elect Frank E. Thomas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Zagg Inc
Ticker Security ID: Meeting Date Meeting Status
ZAGG CUSIP 98884U108 06/22/2017 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Randall L. Hales Mgmt For For For
2 Elect Cheryl A. Larabee Mgmt For For For
3 Elect E. Todd Heiner Mgmt For For For
4 Elect Daniel R. Maurer Mgmt For For For
5 Elect P. Scott Stubbs Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Amendment to the 2013 Mgmt For For For
Equity Incentive
Award
Plan
________________________________________________________________________________
ZAIS Group Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
ZAIS CUSIP 98887G106 08/02/2016 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christian Zugel Mgmt For For For
1.2 Elect Michael Szymanski Mgmt For For For
1.3 Elect John Burke Mgmt For For For
1.4 Elect Paul B. Guenther Mgmt For For For
1.5 Elect James Zinn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Zealand Pharma AS
Ticker Security ID: Meeting Date Meeting Status
ZEAL CINS K9898X127 04/05/2017 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Rosemary A. Crane Mgmt For For For
9 Elect Catherine Mgmt For For For
Moukheibir
10 Elect Alain Munoz Mgmt For For For
11 Elect Martin Nicklasson Mgmt For For For
12 Elect Michael J. Owen Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Mgmt For For For
Repurchase
Shares
15 Remuneration Guidelines Mgmt For For For
16 Directors' Fees Mgmt For For For
17 Nomination Committee Mgmt For For For
18 Amendments to Articles Mgmt For For For
Regarding Nomination
Committee
19 Amendments to Mgmt For For For
Nomination Committee
Charter
20 Elect Agnete Mgmt For For For
Raaschou-Nielsen
21 Elect Peter Benson Mgmt For For For
22 Amendments to Articles Mgmt For For For
Regarding Company
Announcements
23 Non-Voting Agenda Item N/A N/A N/A N/A
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant
has duly caused this report to be signed on its behalf by the undersigned, thereunto
duly authorized.
(Registrant) Royce Micro-Cap Trust, Inc.
By (Signature) /s/ Christopher D. Clark
Name Christopher D. Clark
Title President
Date 08/17/2017