UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CCUR Holdings, Inc. 4375 RIVER GREEN PARKWAY SUITE 210 DULUTH, GA 30096 |
 |  X |  | See Explanation of Responses |
BARR WAYNE JR 4375 RIVER GREEN PARKWAY SUITE 210 DULUTH, GA 30096 |
 |  X |  | See Explanation of Responses |
CCUR Holdings, Inc., By: /s/ Wayne Barr, Jr., CEO, President and Executive Chairman | 03/11/2019 | |
**Signature of Reporting Person | Date | |
Wayne Barr, Jr. | 03/11/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Form 3 is filed by CCUR Holdings, Inc. ("CCUR Holdings") and Wayne Barr, Jr. Mr. Barr, as CEO, President and Executive Chairman of CCUR Holdings, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by CCUR Holdings. CCUR Holdings and Mr. Barr are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock. Each of CCUR Holdings and Mr. Barr disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by other members of the Section 13(d) group except to the extent of its or his pecuniary interest therein. |