AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON APRIL 21, 2008
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
SmartPros Ltd.
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(Exact name of registrant as specified in its charter)
Delaware 13-4100476
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(State of incorporation or organization) (I.R.S. Employer
Identification No.)
12 Skyline Drive, Hawthorne, New York 10532
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(Address of principal executive office) (Zip Code)
If this form relates to the If this form relates to the
registration of a class of registration of securities pursuant
securities pursuant to Section 12 to Section 12(g) of the Exchange
(b) of the Exchange Act and is Act is effective pursuant to
effective upon filing pursuant to General Instruction A.(d), check
General Instruction A.(c), check the following box. / /
the following box. /X/
SECURITIES ACT REGISTRATION STATEMENT FILE NUMBER TO WHICH THIS FORM
RELATES: N/A.
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SECURITIES TO BE REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT:
TITLE OF EACH CLASS NAME OF EACH EXCHANGE WHICH
TO BE SO REGISTERED EACH CLASS IS TO BE REGISTERED
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Common Stock, par value $.0001 per share The NASDAQ Stock Market LLC
Common Stock Purchase Warrants The NASDAQ Stock Market LLC
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SECURITIES TO BE REGISTERED PURSUANT TO SECTION 12(g) OF THE ACT:
None.
Item 1. Description of Registrant's Securities to be Registered.
The description of securities required by this Item is contained in the
Registration Statement of the Registrant on Form SB-2, File No. 333-115454,
filed with the Commission on May 13, 2004, as amended on June 30, 2004, August 6
2004, September 2, 2004 and September 14, 2004, October 12, 2004 and October 15,
2004 (the "Registration Statement") and is incorporated herein by reference to
such filing. See the "Description of Securities" in the Registration Statement.
Item 2. Exhibits
The following exhibits required to be filed by this item are either
filed herewith or, pursuant to Rule 12b-32 of the Act, incorporated herein by
reference to the exhibits filed by the registrant with the Registration
Statement:
1. Specimen copy of the Common Stock Certificate (Exhibit 4.1 to the
Registration Statement).
2. Specimen copy of the Common Stock Purchase Warrant (Exhibit A to Exhibit
4.2 to the Registration Statement).
3. Form of Warrant Agreement (Exhibit 4.2 to the Registration Statement).
4. Certificate of Incorporation, as amended (Exhibit 3.1 to the Registration
Statement).
5. Amended and Restated Bylaws, as amended (Exhibit 3.2 to the Registration
Statement).
Pursuant to the requirements of Section 12 of the Securities Exchange
Act of 1934, the registrant has duly caused this registration statement to be
signed on its behalf by the undersigned, thereto duly authorized.
Dated: April 21, 2008
SMARTPROS LTD.
By: /S/ Allen S. Greene
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Allen S. Greene,
Chief Executive Officer
EXHIBIT INDEX
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NO. DESCRIPTION
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1. Specimen copy of the Common Stock Certificate (Exhibit 4.1 to the
Registration Statement).
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2. Specimen copy of the Common Stock Purchase Warrant (Exhibit A to
Exhibit 4.2 to the Registration Statement).
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3. Form of Warrant Agreement (Exhibit 4.2 to the Registration
Statement).
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4 Certificate of Incorporation, as amended (Exhibit 3.1 to the
Registration Statement).
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5. Amended and Restated Bylaws, as amended (Exhibit 3.2 to the
Registration Statement).
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