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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MCINTYRE JAMES ALBERT C/O W. IADAROLA, 6B LIBERTY SUITE 245 ALISO VIEJO, CA 92656 |
X |
James A. McIntyre | 08/23/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person is the current trustee and the sole current vested beneficiary of the James A. McIntyre Living Trust, with the power to act as owner over the trust property. |
(2) | The subject common stock was issued on or about June 25, 2010 pursuant to that certain Signature Group Holdings, LLCs Chapter 11 Fourth Amended Plan of Reorganization of Fremont General Corporation, Joined by James McIntyre as Co-Plan Proponent, Dated June 8, 2010 in exchange for certain claims of the reporting person known as the TOPrs Claims in the subject plan of reorganization. |
(3) | Subject common stock was issued on or about June 11, 2010 pursuant to that certain Signature Group Holdings, LLCs Chapter 11 Fourth Amended Plan of Reorganization of Fremont General Corporation, Joined by James McIntyre as Co-Plan Proponent, Dated June 8, 2010, in exchange for certain common stock held by, or deemed held by, the reporting person in Fremont General Corporation, the reorganized company. |
(4) | Amanda Nyce McIntyre is the current trustee and the sole current vested beneficiary of the Amanda Nyce McIntyre Separate Property Trust, and is the spouse of the reporting person. |
(5) | The reporting person is the current trustee of the James A. McIntyre Grandchildrens Trust, with the power to act as owner over the trust property. |
(6) | The reporting person is the current Chief Financial Officer of The McIntyre Foundation. |